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2 Mar 2022, 3:20 pm
Merrill terminated 38-year Birmingham, Alabama based Advisor after settling a customer claim for $4.25 million, according to Advisor Hub and FINRA Brokercheck. [read post]
7 Jan 2009, 9:35 pm
Is it possible McCann doubts the new alliance between Bank of America and Merrill Lynch will work? [read post]
8 Aug 2011, 6:38 am
This isn’t the first time the SEC has butted heads with Merrill Lynch. [read post]
6 May 2021, 9:09 am
Merrill Lynch was represented by the law firm Seyfarth Shaw LLP. [read post]
6 Oct 2021, 1:18 pm
Continue reading The post Merrill Lynch Fined $1.5 million by FINRA – New York, NY appeared first on Securities Arbitration Lawyer Blog. [read post]
18 Jun 2009, 11:50 am
JPMorgan Chase said it hired a senior Merrill Lynch deal-maker as its new vice chairman of mergers and acquisitions, the latest in a reshuffling of investment banking ranks. [read post]
3 Jun 2010, 11:38 am
Valeo, one of the largest auto parts makers in France, has hired Bank of America Merrill Lynch to advise it on strategic alternatives that may include a sale. [read post]
26 Feb 2010, 7:35 am
Bank of America Merrill Lynch said on Friday that it had hired a veteran Lehman Brothers energy banker as the new head of its Houston investment banking office. [read post]
17 Nov 2010, 7:00 am
Michael Findlay, who was previously a co-head of corporate broking in Europe at Merrill Lynch, will join the London office of the boutique investment bank. [read post]
8 Sep 2011, 4:28 pm
Bank of America Merrill Lynch has been hurt by the slowdown recently in deal-making amid the stock market's wild swings over the summer. [read post]
10 May 2010, 4:14 pm
Bank of America Merrill Lynch said on Monday that it has hired two executives from Deutsche Bank for its clean technology investment banking team. [read post]
7 Oct 2011, 5:00 am
Lewis paid too much for Merrill Lynch"). [read post]
17 Jun 2014, 11:27 am
Merrill Lynch, Pierce, Fenner & Smith, Inc. was fined $8 million for failing to waive mutual fund sales charges for certain charities and retirement accounts by FINRA. [read post]
29 Jun 2007, 3:24 am
Merrill Lynch is still having discrimination problems, and this time the EEOC filed a complaint on behalf of an employee who claims discrimination based on national origin. [read post]
22 Dec 2020, 6:11 am
Merrill Lynch broker Hector J. [read post]
31 Oct 2008, 4:53 pm
However, lower-producing Merrill brokers have not fared as well. [read post]
8 Nov 2019, 5:26 am
Linan Abrego was registered with Merrill Lynch as a broker and financial advisor from December 6, 2016 to June 10, 2019 when she was terminated for cause by Merrill Lynch for “misappropriating client funds. [read post]
28 Oct 2007, 8:53 pm
Stan O’Neal, CEO of Merrill Lynch, is said to be stepping down on Monday. [read post]
17 Jan 2008, 11:55 am
But can Merrill really sell the stake [...] [read post]
6 Sep 2012, 9:30 pm
Allegedly, Lanier, 33, embezzled over $800,000 from Merrill Lynch clients and was arrested in San Diego, California. [read post]
