Search for: "Merrill Lynch "
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31 Aug 2006, 7:49 am
Merrill Lynch has agreed to buy Turkish bank Tat Yatirim Bankasi, including its brokerage unit Tat Menkul, the U.S. [read post]
30 Jan 2009, 2:58 am
On January 16, 2009, Ohio Attorney General Richard Cordray and investors agreed to approve a $475 million settlement for a class action suit filed against Merrill Lynch (In re Merrill Lynch & Co., Inc. [read post]
19 Jan 2007, 8:16 am
Merrill Lynch has disclosed breathtaking fourth quarter earnings. [read post]
7 Feb 2019, 9:46 am
Merrill Lynch has since paid customers that were affected nearly $32K in restitution. [read post]
24 Apr 2009, 6:32 am
There's already a shareholder derivative action pending in the North Carolina Business Court over the Bank of America/Merrill Lynch merger, Cunniff v. [read post]
28 Jun 2012, 9:47 pm
The unwarranted fees, plus interest, have since been returned to the affected customers by Merrill Lynch. [read post]
24 Jun 2016, 1:12 pm
News media outlets have reported that Merrill Lynch clients have lost most of their investments in a $150 million fund. [read post]
10 Dec 2020, 7:49 am
The post Merrill Lynch to pay $26M for Broker Churning Allegations appeared first on The White Law Group. [read post]
19 Jan 2009, 6:39 am
As an additional obligation under the settlement agreement, Merrill Lynch agreed to improve employee training. [read post]
15 Nov 2019, 11:56 am
Jonathan Elliott, Peoria, Arizona, Todd Bendell Merrill Lynch, Todd Bendell Scottsdale, cold calling, FINRA Johnathan Rankin, Merrill Lynch cold calling, The post 3 Merrill Lynch Brokers Reportedly Fired for Cold Calling appeared first on The White Law Group. [read post]
10 Jul 2017, 12:59 pm
Merrill Lynch, Pierce, Fenner & Smith Incorporated was formerly known as Merrill Lynch Pierce Fenner & Smith, Inc. [read post]
20 May 2021, 2:12 pm
For more information see, 3 Merrill Lynch Brokers Reportedly Fired for Cold Calling. [read post]
12 Nov 2007, 4:41 am
Merrill Lynch & Co., et al., Case No. 07-CV-9633 (S.D.N.Y.), accuses Merrill Lynch of making false and misleading statements about its subprime mortgage investments. [read post]
12 Jan 2021, 1:42 pm
Washington (CRD # 5420613) is a financial advisor at Merrill Lynch in Washington, DC. [read post]
19 Nov 2008, 1:19 pm
Delaware Chancery Rules in Merrill Lynch vs. [read post]
23 Sep 2014, 12:24 pm
Reportedly, Goetz and Brown were part of Merrill Lynch’s Private Banking and Investment Group that managed approximately $2.5 billion in assets. [read post]
11 Nov 2015, 9:22 am
Continuing the push to avoid paying brokers, Bank of America's thundering herd of Merrill Lynch financial advisers is about to be joined by a robot who doesn't get paid at all.Merrill has tried to avoid paying its brokers commissions on "small" accounts for years, using tactics such as siimply refusing to pay brokers for such accounts, and taking the accounts away from the broker and sending the accounts to a call center.There are now reports that the firm has… [read post]
30 Oct 2007, 10:00 am
As we discuss a bit the subject of excessive executive compensation, we couldn't help but notice the odd juxtaposition in the Wall Street Journal on the departure of Stan O'Neal from Merrill Lynch. [read post]
18 Dec 2020, 8:55 am
Former Merrill Lynch Advisor Christopher Hibbard, Convicted of Fraud The White Law Group continues to investigate potential securities fraud claims involving former Merrill Lynch advisor Christoper Hibbard of Louisville, KY, and the liability Merrill Lynch may have for failure to supervise his alleged activities. [read post]
2 Oct 2011, 2:51 pm
Three years after the financial crisis, Merrill Lynch is thriving, despite fears it would drag Bank of America down. [read post]
