Search for: "National Capital Management, LLC"
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22 Mar 2017, 12:53 pm
American Finance Trust, Inc. is a real estate investment trust launched and managed by American Financial Advisors, LLC. [read post]
26 Jan 2009, 3:15 am
(Ficus) and 20% by defendant Private Capital Management, LLC (Management). [read post]
21 May 2020, 6:40 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Belesis, George Portfolio Advisors Alliance, LLC John Thomas Financial Berghausen, Joseph ADP Broker-Dealer, Inc Cetera Advisor Networks… [read post]
7 Jul 2010, 6:00 am
Capital Funding, LLC - that engaged in similar discriminatory practices and the case was resolved through a settlement. [read post]
27 Jul 2015, 7:26 am
Two investment firms, Apollo Global Management LLC and Oaktree Capital Management LP are preparing backup plans in case this happens. [read post]
11 Mar 2016, 8:35 am
The SEC’s complaint charges violations of the federal securities laws by Aequitas Management, Aequitas Holdings LLC, Aequitas Commercial Finance LLC, Aequitas Capital Management Inc., and Aequitas Investment Management LLC as well as Jesenik, Oliver, and Gillis. [read post]
13 Feb 2023, 5:59 am
Under the LLC Act, a person who participates materially in the management of the limited liability company, irrespective of whether the governing LLC agreement formally names such person(s) as a manager, constitutes an acting manager. [read post]
31 Oct 2012, 12:28 pm
, Genspring Family Offices, LLC, Evercore Wealth Management, LLC, Mill Creek Capital Advisors, LLC, Ferguson Wellman Capital Management, Inc. [read post]
31 Oct 2012, 12:28 pm
, Genspring Family Offices, LLC, Evercore Wealth Management, LLC, Mill Creek Capital Advisors, LLC, Ferguson Wellman Capital Management, Inc. [read post]
31 Jan 2022, 6:41 am
Inc., Ryan, Beck & Co., LLC, Gruntal & Co., LLC, and several other firms. [read post]
31 May 2021, 9:48 pm
ALM Media Properties, LLC. [read post]
15 Apr 2022, 6:24 am
Lighthouse Life Capital LLC’s bonds may involve similar risk to defaulted GWG L Bonds, Scott Silver, Silver Law Group’s managing partner, recently told The Deal publication. [read post]
19 Feb 2017, 12:14 pm
According to their website, FS Investments is a leading asset manager founded in 2007 as Franklin Square Capital Partners. [read post]
3 Jan 2019, 5:54 am
Inc Flores, Daniel Woodbury Financial Services, Inc Princor Financial Services Corp Giraldo, Jose Merrill Lynch, Pierce, Fenner & Smith Inc David Lerner Assoc, Inc Heitz, Donald LPL Financial LLC First Command Financial Planning, Inc Jenkins, Elisabeth LPL Financial LLC ESL Investment Services, LLC Krize, Joshua Wells Fargo Clearing Services, LLC Country… [read post]
3 Dec 2018, 7:00 am
(JLL Partners), JLL XDD Holdings LLC. [read post]
24 Sep 2010, 3:28 pm
Venture capital recipients a. [read post]
1 May 2020, 1:08 pm
On April 13, MacKenzie Capital Management, LP reportedly extended a tender offer to purchase shares of KBS REIT II for just $0.75 per Share. [read post]
4 Feb 2016, 7:58 am
“Small businesses play a crucial role in our nation’s economy,” said SEC Chair Mary Jo White. [read post]
8 Apr 2020, 2:53 pm
Bureau of Land Management v. [read post]
28 Apr 2017, 8:35 am
The company also offers strategic advisory, asset management, tax-deferred exchange and capital markets solutions. [read post]
