Search for: "National Securities Clearing Corporation"
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5 Apr 2018, 6:55 am
[DHS] agrees that the use of IMSI catchers by foreign governments may threaten U.S. national and economic security. [read post]
5 Jul 2022, 9:04 am
According to FINRA Disciplinary actions for June 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Dalila Costa-Leroy Spartan Capital Securities, LLC National Securities Corporation Carlos Guzman U.S. [read post]
8 Apr 2008, 12:05 pm
Carey & Danis is a national law firm that represents individuals injured by America's largest corporations. [read post]
19 Aug 2022, 9:37 am
According to FINRA Disciplinary actions for Aug 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Andrew Edenbaum Allliance Global Partners National Securities Corporation Keith Esp Vanderbilt Securities, LLC LPL Financial LLC Karl Foust Jr. [read post]
14 Dec 2009, 12:57 am
To the Securities and Exchange Commission: Last week Overstock.com (NASDAQ: OSTK) CEO Patrick M. [read post]
14 Jun 2009, 6:42 am
Copyright 2009 by The Bureau of National Affairs, Inc. (800-372-1033) http://www.bna.com.) [read post]
11 Jan 2013, 8:09 am
In addition, much of the corporate world operates on relationships and favors—not to mention money; it’s not clear how the TSA would regulate these companies to ensure they won’t engage in corruption or abuse or systematic bias when deciding who can get a Pre-Check pass. [read post]
26 May 2015, 8:19 am
Chilling effects have become ever more pernicious—a roomful of nation’s top security researchers stand before you today highlighting the threats they, their colleagues, and their students face in trying to make America a safer place to live. [read post]
20 Nov 2013, 8:30 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
22 Feb 2016, 8:41 am
With a strong interest in corporate and securities law, he hopes to start his career at a firm. [read post]
22 Aug 2014, 5:00 am
So what can be done differently in a securities class? [read post]
27 Aug 2017, 7:00 am
This creates situations in which Congress imposes conditions and the administration caves (and waives) when the conditions are not met, usually for overriding U.S. national security imperatives. [read post]
15 Jan 2019, 7:26 am
“Code of Practice” for internet-of-things security released on Oct. 14, 2018 by the Department for Digital, Culture, Media and Sport in conjunction with GCHQ’s National Cyber Security Centre offers one of the clearest policy positions articulated yet by any national government. [read post]
5 Nov 2013, 1:25 pm
Inc., Facebook, Inc., and LinkedIn Corporation seeking permission to publish the aggregate numbers of national security demands made on them and the number of users or accounts affected by those requests". [read post]
25 Jan 2022, 10:47 am
On Dec. 6, the Biden administration unveiled the first-ever national security strategy memorandum focused on corruption. [read post]
9 Aug 2017, 5:53 am
(Pix source HERE)The National Action Plan project is one of the crown jewels of the multi-year efforts of the UN Working Group for Business and Human Rights to begin to socialize states in their duty to protect human rights by cultivating state support for corporate respect for human rights. [read post]
17 Jul 2020, 12:56 pm
This act governs corporate reporting (companies with $10 million in assets or 500 shareholders), proxy materials, tender offers (acquiring 5 percent or more of a company’s securities), insider trading, and registration of exchanges, brokers, dealers, transfer agents, and clearing agencies. [read post]
19 Mar 2007, 7:17 pm
The National Association of Pension Funds (NAPF) of the UK has published a paper on securities class actions, specifically aimed at pension fund trustees, entitled ‘Securities Litigation - Questions For Trustees’. [read post]
12 Sep 2021, 7:01 am
Editor’s Note: The ransomware threat is growing, and policymakers and corporate America alike are wrestling with how to manage it. [read post]
21 Jul 2010, 2:57 am
National Australia Bank case made it clear U.S. securities laws do not allow so-called "f-cubed" cases -- securities claims against foreign domiciled companies and brought by foreign-domiciled claimants who purchased their company shares on foreign exchanges -- in U.S. courts. [read post]
