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2 Aug 2016, 12:00 am
The Financial Industry Regulatory Authority (FINRA) maintains an archive of frequently asked questions regarding the application of FINRA Rule 2080 relating to the disclosure of customer dispute information. [read post]
26 Jul 2016, 12:00 am
The Financial Industry Regulatory Authority (FINRA) maintains the Trade Reporting and Compliance Engine (TRACE) vehicle to facilitate the mandatory reporting of bond sales in the United States. [read post]
19 Jul 2016, 12:00 am
The Securities and Exchange decision has updated its Investment Advisor Public Disclosure webpage, affording investors easy access to the disciplinary histories of registered investment advisors and individual investment advisor representatives. [read post]
12 Jul 2016, 12:00 am
The Financial Industry Regulatory Authority (FINRA) maintains a comprehensive archive of frequently asked questions regarding a registered person’s reporting obligations with respect to mandated Forms U4 and U5. [read post]
6 Jul 2016, 12:00 am
On February 16, 2016 Timothy J. [read post]
28 Jun 2016, 12:00 am
In a Decision handed down on April 22, 2016, the Honorable Mark G. [read post]
1 Jun 2016, 4:25 pm
Vanderbilt law professor Erin O'Hara O'Connor has been named the dean at FSU College of Law. [read post]
13 May 2016, 6:08 am
Attorney Michael J. [read post]
13 May 2016, 6:08 am
Attorney Michael J. [read post]
31 Mar 2016, 12:22 pm
It’s an extended news roundup with plenty of debate between me and Nuala O’Connor, the President and CEO of the Center for Democracy and Technology (CDT). [read post]
31 Mar 2016, 9:00 am
Larkin v. [read post]
17 Feb 2016, 6:00 am
Abigail J. [read post]
1 Feb 2016, 11:49 am
The constitutional justification for patents and copyrights is "[t]o promote the Progress of Science and useful Arts. [read post]
3 Dec 2015, 4:34 am
Zoe Tillman at The National Law Journal has a report on recently-approved ethics charges against a Cozen O'Connor partner charged by the District of Columbia Bar Counsel with a false statement on a pro hac vice application. [read post]
29 Nov 2015, 6:10 pm
Oconnor, 26, of Rexburg, ID, was driving a 2001 Hyundai Elantra and struck the rear of Ray's vehicle. [read post]
8 Nov 2015, 4:09 pm
"... used to joke that they were members of the Dennis Thatcher Society, which Marty described as one’s wife having 'a job which deep in your heart you wish you had.' Marty added, 'Now let me just say that in my case it is not true. [read post]
8 Oct 2015, 6:35 am
Evidence that is submitted for consideration of a judge or jury in a car accident case must be stipulated as a true and accurate representation, to the best of knowledge available. [read post]
6 Oct 2015, 10:00 am
Sean M. [read post]
14 Jul 2015, 9:30 am
Jodi Weisberg delivers the humorous goods at the 2015 lawyer-comedy competition (photo by Ruth Howe, Rotary). [read post]
1 Jul 2015, 1:30 am
Note: This story first appeared on Constitution Daily in 2013. [read post]
