Search for: "Ontario Securities Commission"
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23 Jul 2012, 10:20 am
The Ontario Securities Commission (“OSC”) is leading a consultation paper on the possibility of regulating these proxy advisory firms. [read post]
27 Nov 2013, 12:37 pm
On November 21, 2013, the securities regulatory authorities in all Canadian jurisdictions, with the exception of Ontario and Newfoundland and Labrador (the “Participating Jurisdictions”), published for comment Multilateral CSA Notice 45-312 (the “Notice”). [read post]
10 Jan 2024, 3:40 pm
Investors for Paris Compliance (I4PC) launched a complaint against the Ontario Securities Commission and the Autorité des marchés financiers of Québec on Tuesday, asserting that Canada’s big five banks’ sustainable investing disclosures are misleading to shareholders. [read post]
30 Oct 2009, 7:23 am
Keller, a lawyer for the Ontario Teachers Plan Fund, projected as lead plaintiff if the lawsuit is certified as a class action. [read post]
22 Nov 2011, 7:50 pm
The Securities and Exchange Commission (the "Commission") charged a Canadian resident and his New Hampshire business with operating a fraudulent Ponzi scheme that took in over $1 million from investors. [read post]
12 Feb 2009, 1:20 pm
The SEC announced that today it charged George Georgiou, of Toronto, Ontario, with manipulating the market in four separate microcap stocks â€â [read post]
18 Nov 2010, 11:00 am
The Canadian Securities Administrators announced last week that eight of its members (the provincial regulators but for Newfoundland and PEI) signed a regulatory cooperation agreement with the China Insurance Regulatory Commission. [read post]
21 Mar 2012, 9:14 am
The Ontario Securities Commission has urged boards of directors, underwriters, auditors, and exchanges to step up their game to better protect investors who put their money into emerging market issuers. [read post]
15 Dec 2011, 12:22 am
It seems likely then that plaintiffs may look to Ontario to advance claims that would otherwise be blocked in the United States due to deficiencies in proving reliance.The other major development is the endorsement of litigation funding in Ontario. [read post]
13 Nov 2012, 6:28 am
Labour Board Rules This week at the SCC via @legalfeedsblog Toronto police to issue receipts to people stopped in street checks Human Rights Tribunal reduces settlement sum by $1000 after employee breaches confidentiality on Facebook Review calls on Ontario Human Rights Commission to provide service to respondents Egyptian jihadi extremist calls for destruction of pyramids UK man arrested for posting photo of burning poppy to Twitte Supreme Court: No… [read post]
13 Apr 2016, 6:30 am
Following this, in March 2016, the Ontario Securities Commission (OSC) released its Draft Statement of Priorities for 2016/2017. [read post]
12 Sep 2014, 8:15 am
from Fladgate LLP Ontario Securities Commission Rejects Insider Trading Allegations from Fogler, Rubinoff LLP [read post]
15 Nov 2012, 12:46 pm
The Ontario Securities Commission today announced that its staff have retained a consultant to analyze tools and controls with respect to electronic trading in Canada. [read post]
16 Jan 2023, 12:52 pm
Takeaways These decisions confirm that intrusion upon seclusion is a tort of commission, not omission. [read post]
9 Aug 2012, 12:07 pm
Last week, the Ontario Securities Commission released a notice reporting on staff's continuous disclosure review of investment funds' portfolio holdings. [read post]
11 Mar 2011, 8:36 am
According to the Ontario Securities Commission's website, the OSC intends to publish a rule for comment next month to address electronic trading and direct electronic access to marketplaces. [read post]
3 May 2012, 3:14 pm
Earlier today, Reuters Canada and others reported that Maple Group has accepted the Ontario Securities Commission’s (OSC) conditions for its proposed $3.8 billion bid for the TMX Group (the OSC’s conditions are subject to a 30-day comment period – see: proposed recognition orders). [read post]
26 Jul 2016, 6:24 am
On July 16, 2016, the Ontario Securities Commission (OSC) announced the launch of its Office of the Whistleblower. [read post]
1 Aug 2012, 10:31 am
Our Canadian labour and employment system in Ontario functions under Collective Bargaining, Common Law, and Employment Standards Act (ESA) regimes. [read post]
6 Jul 2020, 4:00 am
Excess Copyright Canadian Securities LawNew Brunswick Joins Canadian MoU Respecting Oversight of Exchanges The Ontario Securities Commission recently announced that the MoU between various Canadian securities regulators respecting the oversight of exchanges and quotation and trade reporting systems is being amended to add the Financial and Consumer Services Commission of New Brunswick as a party. [read post]
