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19 Mar 2020, 10:35 am by Chris Wesner
The Debtors also filed the declaration of Amy Lee (the “Lee Declaration”) (Doc. 5), a senior director at Alvarez & Marsal North America, LLC (“Alvarez”), the financial advisor to the Debtors. [read post]
28 Sep 2011, 1:28 pm
McGinn Smith was a New York based securities broker-dealer with its principal place of business in Albany, NY. [read post]
2 May 2022, 1:59 pm by Silver Law Group
For investors who have been defrauded by a financial advisor or others, FINRA arbitration is frequently the best place to secure a recover for losses. [read post]
9 Nov 2020, 3:31 am by Peter Mahler
Lard-PT’s response also took the position, however, that Kolmar’s offer price included additional terms not contemplated by the LLC agreement which Lard-PT would accept provided that Kolmar accepted certain additional terms. [read post]
5 May 2023, 12:33 pm by The White Law Group
  Under Reg BI, brokers must disclose the nature of their relationship with their clients and provide important information about the investment products they are recommending. [read post]
22 Feb 2022, 12:09 pm by Silver Law Group
For investors who have been defrauded by a financial advisor or others, FINRA arbitration is frequently the best place to secure a recover for losses. [read post]
22 Sep 2021, 8:55 am by Silver Law Group
For investors who have been defrauded by a financial advisor or others, FINRA arbitration is frequently the best place to secure a recover for losses. [read post]
3 Feb 2020, 3:53 am by Peter Mahler
The ruling stands as a stark reminder to those contemplating joining an LLC as a minority member not to do so without having a definitive written operating agreement in place at the time of joinder. [read post]
13 Dec 2023, 12:15 am
  This would seem to place Section 17707.06(a) at odds with Section 17707.08(b)(2)(C). [read post]
12 Nov 2013, 11:49 am by Arina Shulga
If the operating agreement has buyout provisions, it is important to describe the procedure of how such buyout will take place, the buyout price and the payout terms (can be over time or perhaps from the proceeds of a key man life insurance).It may be difficult to determine the buyout price, especially for smaller, pre-revenue LLCs. [read post]
28 May 2021, 12:19 pm by Silver Law Group
For investors who have been defrauded by a financial advisor or others, FINRA arbitration is frequently the best place to secure a recover for losses. [read post]
14 Jan 2022, 2:17 am by CMS
In this post, Maxie Chopard, a trainee solicitor at CMS, comments on FS Cairo (Nile Plaza) LLC v Brownlie [2021] UKSC 45, an important judgment providing guidance on the rules governing service out of the jurisdiction. [read post]
24 Jan 2011, 6:59 am
For example, as of January 1st of this year, the B&P Code provides that licensed contractors are eligible to be LLCs in California. [read post]