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23 Jun 2022, 8:59 am by John Jascob
Peirce acknowledged that the agenda does include several matters that are in keeping with the agency’s core mission. [read post]
23 Jun 2022, 2:30 am by John Jenkins
Performance Disclosure – October 2022 – Proxy Voting Advice – October 2022 – Share Repurchase Disclosure Modernization – October 2022 – Cybersecurity Risk Governance – April 2023 – Modernization of Beneficial Ownership Reporting – April 2023 – Rule 10b5-1 & Insider Trading – April 2023 These dates may or may not bear any relationship to reality, but in light of Commissioner Peirce’s statement that, with the latest… [read post]
21 Jun 2022, 4:24 am
Peirce<a href="#brinks">SEC Charges the Brink's Company with Violating Whistleblower Protection Rule (SEC Release)</a>A Caution on the Limits of Authority: Statement Regarding In the Matter of The Brink’s Company by SEC Commissioner Hester M. [read post]
7 Jun 2022, 6:30 am
SEC Commissioner Hester Peirce dissented, contending that the SEC’s Order “does not explain what, precisely, Mr. [read post]
7 Jun 2022, 6:30 am
SEC Commissioner Hester Peirce dissented, contending that the SEC’s Order “does not explain what, precisely, Mr. [read post]
31 May 2022, 3:00 am by John Jenkins
  Commissioner Peirce has been viewed as a champion by many in the crypto-crowd, and she accepted the “Crypto Mom” moniker they bestowed upon her with grace & good humor. [read post]
10 May 2022, 8:27 am by John Jascob
Gerding was quick to reiterate from Peirce’s remarks that the proposal applies only to public companies subject to Exchange Act reporting requirements and not also to private companies. [read post]
10 May 2022, 6:30 am
As Commissioner Peirce described it, the Proposal “turns the disclosure regime on its head. [read post]