Search for: "Phase III Investments"
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22 Feb 2013, 5:00 am
The presence exam initiative is expected to run for approximately two years and consists of four phases: (i) engage with the new registrants; (ii) examine a substantial percentage of the new registrants; (iii) analyze our examination findings; and (iv) report to the industry on our observations. 7. [read post]
22 Feb 2013, 5:00 am
The presence exam initiative is expected to run for approximately two years and consists of four phases: (i) engage with the new registrants; (ii) examine a substantial percentage of the new registrants; (iii) analyze our examination findings; and (iv) report to the industry on our observations. 7. [read post]
12 Feb 2013, 9:30 pm
Under this argument, the first alternative could be to phase out regulation, leaving the markets free to operate. [read post]
2 Dec 2012, 7:52 pm
Jindal Global University; Formerly Professor and Dean, Faculty of Law, University of Delhi, India Enforcing Socio-Economic Rights through Public Interest Litigation: An Overview of the Indian Experience 3) Dr Leïla Choukroune, Senior Lecturer in International Economic Law, Faculty of Law, Maastricht University, The Netherlands The Paradox of Justiciability: Labour PIL in China and India Questions/Comments 6:30pm-8:30pm – Welcome Dinner hosted by the City University Law School (by… [read post]
23 Nov 2012, 7:00 am
Issues identified in the reviews include, among others (i) the inadequate collection and/or documentation of KYC information required to confirm a client's identity, ascertain if the client was an insider of a reporting issuer, or assess the suitability of proposed investments; (ii) unsuitable investments being made; (iii) inadequate or a lack of written policies and procedures regarding KYC, know-your-product and suitability obligations;… [read post]
21 Sep 2012, 10:39 am
Phase III THE WORLD OF FORECLOSURE NonJudicial Foreclosure The banks got together decades ago. [read post]
13 Sep 2012, 1:10 am
The PTAB proceeding will be pending from petition filing to decision for roughly 17-24 months (5-6 month petition phase, followed by 12-18 months of trial phase). [read post]
10 Aug 2012, 3:11 am
Being able to identify something quickly as a well-defined political issue means we can stop wasting time trying to convince the other side to change their minds, and instead move directly into the resolution phase, which (just as in politics) generally boils down to negotiation and compromise. [read post]
12 Jul 2012, 11:17 am
Entrepreneurs like Donuts will open its domains hoping to recoup its substantial investment of some $56 million in application fees alone through sales of second-level domains. [read post]
6 Jul 2012, 6:11 pm
“Kip” Johnson III ’94 will join the Duke Law faculty in July as a senior lecturing fellow and director of the Start-Up Ventures Clinic. [read post]
15 Jun 2012, 11:30 am
Today, the Federal Securities Law Blog takes a look back at the last 30 days in the federal securities world in a regular feature which appears on approximately the 15th of each month. [read post]
13 Jun 2012, 2:00 am
The RFA for the round said the agency's intent is to "enhance the likelihood that CIRM-funded projects will obtain funding for phase III clinical trials" and attract additional financing. [read post]
8 Jun 2012, 4:46 am
s discovery of valuable deposits of gold and silver under exploration licenses granted by MINEC for the Respondent; (ii) the Respondent’s failure to protect the Claimant’s investments in accordance with the provisions of its own law and (iii) the Respondent’s unlawful expropriation of the investments of the Claimant (with the Enterprises) in El Salvador. [read post]
5 Jun 2012, 8:35 am
FRY III After years of seeing jobs and businesses leave the state for friendlier pastures, Ohio began to substantially reform its tax structure to create its own business-friendly environment. [read post]
3 Jun 2012, 7:35 pm
Phase Two would extend the auction to all other “labor-based” nonimmigrant and green card categories. [read post]
29 May 2012, 5:30 am
First, some statistics: As of early April, there were approximately 4,000 investment advisers that manage one or more private funds registered with the Commission 34% (more than 1,350) registered since the effective date of the Dodd-Frank Act. [read post]
20 May 2012, 9:30 pm
The following facts pertain only to Question III. [read post]
10 May 2012, 9:55 am
Expect investors to find these Rental REITS to be good investments. [read post]
6 May 2012, 9:17 am
Harrington notes that Mark Martins has spoken many times, comparing these military commissions to Article III courts. [read post]
18 Apr 2012, 3:25 pm
"CIRM said in the RFA material, "The intent of the initiative is to create incentives and processes that will: (i) enhance the likelihood that CIRM funded projects will obtain funding for Phase III clinical trials (e.g. follow-on financing), (ii) provide a source of co-funding in the earlier stages of clinical development, and (iii) enable CIRM funded projects to access expertise within pharmaceutical and large biotechnology partners in the areas of discovery,… [read post]
