Search for: "Portfolio Management & Investigations, LLC"
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6 Jul 2017, 1:10 pm
In addition, SIC Advisors LLC, Sierra’s investment adviser, will pay the dealer manager a 1 percent annual distribution and stockholder servicing fee without reimbursement by the company. [read post]
2 May 2017, 6:42 am
The White Law Group is investigating potential claims against the broker dealers that sold high risk investments, like Highlands REIT, onto unsuspecting investors. [read post]
28 Apr 2017, 11:58 am
The post Bluerock STL Office Portfolio S LLC Investigation appeared first on White Securities Law. [read post]
31 Mar 2017, 6:34 am
Additionally, approximately 2.5% dealer manager fee and up to 1.0% distribution fee was also deducted from the primary offering price, and up to 1.5% of the proceeds from the sale of shares may have been allocated to the Advisor (Dividend Capital Total Advisors Group LLC) for incurring or paying offering expenses. [read post]
20 Dec 2016, 2:38 pm
Also indicted were Daniel Small, a former Managing Director and co-Portfolio Manager of Platinum; and Jeffrey Shulse, the former Chief Executive Officer and Chief Financial Officer of Black Elk Energy Offshore Operations, LLC. [read post]
20 Dec 2016, 1:39 pm
\r\n\r\nAlso indicted were Daniel Small, a former Managing Director and co-Portfolio Manager of Platinum; and Jeffrey Shulse, the former Chief Executive Officer and Chief Financial Officer of Black Elk Energy Offshore Operations, LLC. [read post]
20 Nov 2016, 12:50 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 Sep 2016, 10:14 am
Finally, since March 2016 Laubach has been associated with Capital Portfolio Management, Inc. out of the firm’s Timonium, Maryland office location. [read post]
26 Aug 2016, 1:57 pm
” The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
13 Jun 2016, 6:46 am
An SEC investigation found that Blackstreet Capital Management, LLC (“Blackstreet”) and its principal performed in-house brokerage services rather than using investment banks or broker-dealers to handle the acquisition and disposition of portfolio companies for a pair of advised private equity funds. [read post]
27 Apr 2016, 12:53 pm
The investigation revealed that Bennett – a service-disabled veteran who allegedly ran 229 Constructors, served as its president and oversaw its $14.4 million government-contracts portfolio – was not involved in making important business decisions for the company. [read post]
20 Apr 2016, 7:53 am
According to there website, Altegris is a group of affiliated companies owned and controlled by private equity funds managed by Aquiline Capital Partners LLC, Genstar Capital Management, and certain senior management of Altegris and other affiliates. [read post]
20 Apr 2016, 7:48 am
According to there website, Altegris is a group of affiliated companies owned and controlled by private equity funds managed by Aquiline Capital Partners LLC, Genstar Capital Management, and certain senior management of Altegris and other affiliates. [read post]
19 Apr 2016, 3:34 pm
According to there website, Altegris is a group of affiliated companies owned and controlled by private equity funds managed by Aquiline Capital Partners LLC, Genstar Capital Management, and certain senior management of Altegris and other affiliates. [read post]
19 Apr 2016, 3:11 pm
According to there website, Altegris is a group of affiliated companies owned and controlled by private equity funds managed by Aquiline Capital Partners LLC, Genstar Capital Management, and certain senior management of Altegris and other affiliates. [read post]
19 Apr 2016, 1:34 pm
According to there website, Altegris is a group of affiliated companies owned and controlled by private equity funds managed by Aquiline Capital Partners LLC, Genstar Capital Management, and certain senior management of Altegris and other affiliates. [read post]
18 Apr 2016, 3:18 pm
According to there website, Altegris is a group of affiliated companies owned and controlled by private equity funds managed by Aquiline Capital Partners LLC, Genstar Capital Management, and certain senior management of Altegris and other affiliates. [read post]
11 Apr 2016, 11:28 am
· Fenway Partners LLC and its principals who paid more than $10 million for failing to disclose conflicts of interest relating to consulting services provided by an affiliated entity and payments to former firm employees that were paid for with fund and portfolio company assets. [read post]
22 Mar 2016, 3:25 pm
He also owned and operated Caniford and Company Capital Management located in North Canton, Ohio. [read post]
22 Mar 2016, 6:07 am
The securities fraud attorneys of Gana LLP are investigating fraud charges by The Securities and Exchange Commission (SEC) against American Growth Funding II, LLC, Portfolio Advisors Alliance, Inc., Ralph C. [read post]
