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25 Jan 2024, 12:25 pm by The White Law Group
Cole Advisors until she was terminated in 2019 for “violation of firm policies regarding participation in unapproved private securities transactions. [read post]
24 Jan 2024, 1:47 pm by The White Law Group
Between April 2014 and March 2017, the firm purportedly failed to reasonably supervise the registered representative, identified as “SP,” in multiple undisclosed private securities transactions related to a Ponzi scheme. [read post]
23 Jan 2024, 9:30 am by Silver Law Group
The arbitration panel did not have the authority to render any decision based on a private business arrangement that was not an investment in any privately held entity. [read post]
22 Jan 2024, 11:36 am by Bryan Vandenheuvel
Work with an experienced Georgia False Claims Act lawyer at Griffin Durham Tanner & Clarkson LLC if you have knowledge of fraud against the U.S. [read post]
22 Jan 2024, 8:08 am by The White Law Group
According to his FINRA BrokerCheck profile, Hales was affiliated with the following firms: B, 09/26/2018 – 03/07/2022, VIRTU AMERICAS LLC (CRD#:149823), Austin, TX B, 05/11/2016 – 04/09/2020, VIRTU FINANCIAL BD LLC (CRD#:148390), AUSTIN, TX B, 05/11/2016 – 12/24/2018, VIRTU FINANCIAL CAPITAL MARKETS LLC (CRD#:45986), NEW YORK, NY If you have suffered losses investing with Lucas Hales, the securities attorneys at… [read post]
19 Jan 2024, 9:18 am by Eugene Volokh
But that does not transform him into a public official, a classification that would strip him of his right to protect his name from being defamed to the same extent as a private citizen. [read post]
18 Jan 2024, 2:43 pm by Seyfarth Shaw LLP
By: Connor Bateman, Michael Jacobsen, and Yoon Woo-Nam Seyfarth Synopsis: For the final blog in this series regarding the legacy of TransUnion LLC v. [read post]
18 Jan 2024, 8:35 am by Eric Goldman
Such mandatory wealth transfers between private parties should be way outside the zone of legitimate governmental authority. [read post]
18 Jan 2024, 5:12 am by John Elwood
Returning Relists  74 Pinehurst LLC v. [read post]
16 Jan 2024, 2:47 pm by Geoff Schweller
In September, the SEC filed a Rule 21F-17(a) action against Monolith Resources LLC, the first such action taken against a privately held company. [read post]
16 Jan 2024, 1:19 pm by Kevin LaCroix
Nessim is co-founder and CEO, and Stephen Sigrist is a senior vice president, at SAR LLC. [read post]
16 Jan 2024, 10:35 am by lfsuser
The post Sued by Jeremy Chisholm and Jefferson Capital Systems, LLC in Michigan? [read post]
14 Jan 2024, 10:02 am by Wiggam Law
It’s important to note that the IRS doesn’t generally consider the following as eligible expenses: Tuition for private schools Public or private college fees Voluntary retirement contributions Payment on unsecured debts However, the IRS may approve the expenses if it can be established that they are necessary for the individual’s or family’s health and welfare, or for the generation of income. [read post]