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31 Aug 2020, 7:03 pm
Brown, a Division of Raymond James, has been named to the Forbes “America’s Top Next‐Gen Advisers” list. [read post]
31 Aug 2020, 6:58 pm
Brown, a division of Raymond James, has been named to the Forbes Top Wealth Advisers list for his fifth year. [read post]
18 Apr 2017, 10:48 am
Securities and Exchange Commission, the owner and president of Jay Peak ski resort has finally agreed to a $150 million settlement with Raymond James Financial Inc. [read post]
6 May 2013, 10:13 am
Read the whole thing.Here's a taste: "For Jeff Breese, a Chartered Retirement Planning Counselor at Flores Wealth Management and Raymond James in Chandler, Ariz., this year’s marathon was a culmination of many things and a homecoming of sorts ...Breese is in the business of helping people prepare for the unexpected ...Breese will go back to work with an acute awareness of the importance of what he does for a living, and with a medal for finishing the marathon." [read post]
1 Jun 2012, 3:32 am
Axel Dreher (Univ. of Heidelberg - Economics) & James Raymond Vreeland (Georgetown Univ. - School of Foreign Service) have posted Buying Votes and International Organizations. [read post]
28 Oct 2010, 9:59 pm
Combe, Raymond Gesteland, James U. [read post]
24 Apr 2017, 5:54 am
Joe Don Treece, a registered representative from Rogers, Arkansas, formerly with Arvest Wealth Management and Raymond James was suspended from FINRA membership for violations of Rule 9552 FINRA Rule 9552. [read post]
6 Feb 2019, 1:34 pm
Robert Edward White (CRD #3077959) is a former registered broker whose last employer was Raymond James Financial Services, Inc. [read post]
13 Sep 2018, 9:27 am
Taek Man Chong (CRD #1551743) is a previously registered broker and investment advisor who was last registered with Raymond James Financial Services, Inc. [read post]
23 Jan 2021, 12:28 pm
Previously, Shillin was registered with Raymond James Financial, from where he was terminated for cause, according to FINRA. [read post]
20 Dec 2011, 7:02 am
In the third quarter, net sales of variable annuities reached a record $8.8 billion with $2.27 billion in sales by Raymond James Financial Services, Inc. alone. [read post]
28 Nov 2023, 7:42 am
Jermaine Benjamin (CRD# 6152653, Jermaine K Benjamin, Jermaine Kahlil Benjamin) is a former registered broker and investment advisor last employed by Raymond James Financial Services, Inc. [read post]
1 Jul 2023, 2:44 pm
Alastair Smith & James Raymond Vreeland, UN Security Council membership: Increased security and reduced conflict Mark Berlin & Iris Malone, Go arm me: How militant fragmentation affects external support James A. [read post]
24 Oct 2010, 6:04 pm
Louis Rams at Raymond James in Tampa. [read post]
24 Sep 2008, 4:12 pm
"Appeals Court Rules Bucs Can Resume Fan Pat-Downs": Today's edition of The Tampa Tribune contains an article that begins, "Fans attending a Tampa Bay Buccaneers game at Raymond James Stadium could have to undergo pat-down searches in less than three weeks. [read post]
21 May 2007, 2:01 pm
PLEASE SAVE THE DATE LAWYERING AT THE EDGE The 2007 Hofstra Legal Ethics Conference Sunday, Monday, and Tuesday October 14-16, 2007 Roy Simon, Conference Director Confirmed Faculty (to date) Keynote Address: Michael Tigar Raymond Brown James Campbell Angela Davis Eric Freedman Monroe Freedman Leon Friedman Stephen Gillers Glenda Grace Bruce Green Joel Hirschhorn Ronald Kuby Gerald Lefcourt Richard Mauro Kevin McMunigal Daniel Mori Andrew Perlman Burnele… [read post]
27 Jun 2017, 6:26 am
In December, 2016, the Financial Industry Regulatory Authority (“FINRA”) announced that Richard Sampley of Atlanta, Georgia, a registered representative formerly with Raymond James, Morgan Keegan and UBS Financial submitted an acceptance, waiver and consent letter whereby he was suspended from association with any FINRA member for ten months, and assessed a fine of $15,000. [read post]
18 Sep 2007, 6:28 am
Platts LNG Daily reports that a Raymond James and Associates analyst has lowered his 2008 U.S. gas price projection by $3/Mcf, while raising his projection for the fourth quarter of 2007 by $1/Mcf. [read post]
12 Dec 2013, 5:00 am
Raymond Singer testified in the Angleton, TX, capital murder case of James Harris Jr. [read post]
3 Jan 2020, 4:27 am
featured in today's Securities Industry Commentator:Check out these these super-realistic Samsung 'artificial humans' at CES 2020 (CNBC.com)[In]Securities Guest Blog: Born to be Wild by Aegis Frumento Esq (BrokeAndBroker.com Blog)Bank Branch Manager Sentenced To 33 Months For Scheme To Steal Funds From Elderly Account Holders (DOJ Release) Arbitrators deny ex-advisor chance to defend himself in Raymond James case (On Wall Street by Andrew Welsch)SEC … [read post]
