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Motion to Dismiss State Law Claims Granted; Motion More More Definite Statement Denied
13 Apr 2007, 9:55 am
Raymond James Financial Services, Inc., 2007 WL 1018234(E.D.Tex. [read post]
Eastern District of Texas Federal Court Practice - http://mcsmith.blogs.com/eastern_district_of_texas/
Raymond James Financial Services Is Fined $2.75 million By NASD
22 Feb 2007, 7:19 am
NASD Fines Raymond James Financial Services, Inc. $2.75 Million for Lax Supervision of Producing Branch Managers, NASD, February 21, 2007 Raymond James Fined in Lack of Oversight, New York Times, February 22, 2007 Related Web Resources: Raymond James Financial NASD NASD BrokerChecker [read post]
Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/