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26 Jan 2023, 9:05 pm
With respect to the explanation of the exhibit for insider trading policies, the SEC goes so far as to say “Specific disclosures concerning registrants’ insider trading policies and procedures would benefit investors by enabling them to assess registrants’ corporate governance practices and to evaluate the extent to which those policies and procedures protect investors from the misuse of material nonpublic information. [read post]
22 Jan 2023, 9:01 pm
SIGNIFICANT LEGAL AND REGULATORY DEVELOPMENTS IN 2022 SEC’s proposed climate-related disclosure rules: On March 21, 2022, the Securities and Exchange Commission proposed expansive climate-related disclosure requirements in a proposing release that, if adopted, would require U.S. public companies and foreign private issuers to dramatically expand the breadth, specificity and rigor of climate-related disclosures in their SEC periodic reports and registration statements. [read post]
22 Jan 2023, 3:30 am
Registration is via Eventbrite. [read post]
21 Jan 2023, 11:56 am
The other party to the agreement may be a nonprofit with tax-exempt status under 501(c)(4) or 501(c)(6). [read post]
19 Jan 2023, 12:49 pm
Companies in the second-riskiest decile exhibited, on average, six high-risk adverse events, and a 26% probability of facing a securities class action lawsuit.[6] Issuers are also facing adverse events triggered by activist short sellers who publish biased research with the intent of driving down their target company’s stock price. [read post]
13 Jan 2023, 3:00 am
Jean Carroll argued Trump acted as a private citizen when he denied raping Carroll, and therefore can be sued like anyone else. [read post]
10 Jan 2023, 7:12 pm
It should be read in conjunction with the following:中共中央 国务院 关于新时代加快完善社会主义市场经济体制的意见 [Central Committee of the Communist Party of China Opinions on accelerating the improvement of the socialist market economic system in the new era]; (CPC Central Committee and State Council On Creating a… [read post]
6 Jan 2023, 3:00 am
Jan. 6 Report Recommends Congress Ban Trump from Office MSN – Amy Gardner, Rosalind Helderman, and Jacqueline Alemany (Washington Post) | Published: 12/22/2022 The House committee investigating attack on the U.S. [read post]
3 Jan 2023, 1:47 pm
Registration for the webinar can be found here. [read post]
21 Dec 2022, 6:03 am
Title I of Division AA of the FY23 appropriations bill contains provisions for the registration of index-linked annuities. [read post]
20 Dec 2022, 1:35 pm
This may be the best $6 you ever spend. [read post]
15 Dec 2022, 8:04 am
“We will continue to bring hard cases,” Jay Bratt said at a conference for Foreign Agents Registration Act (FARA) lawyers. [read post]
13 Dec 2022, 8:03 am
This bill also creates a Right of Publicity Claim Registration where “any person claiming to be a successor in interest or a licensee thereof to the rights of a deceased personality may file a claim registration. [read post]
13 Dec 2022, 8:03 am
This bill also creates a Right of Publicity Claim Registration where “any person claiming to be a successor in interest or a licensee thereof to the rights of a deceased personality may file a claim registration. [read post]
13 Dec 2022, 7:55 am
The justices’ next scheduled conference is on Jan. 6, 2023. [read post]
3 Dec 2022, 7:08 am
Pix Credit hereWhile interest in this case, HKSAR v Lai Man Ling [2022] 4 HKC 410, [2022] HKDC 355, reported in September 2022, may be diminishing, its relevance requires sustained examination. [read post]
1 Dec 2022, 9:23 am
A provider’s broadband consumer label must include the information on the FCC’s label template (see page 6 of the FCC order). [read post]
21 Nov 2022, 6:30 am
On September 22, 2021, the SEC posted a sample comment letter to companies,[3] nearly six months (to the day) prior to issuing its proposed climate change disclosure rules that would require public companies to disclose extensive climate-related information in their SEC filings.[4]The SEC’s sample comment letter on climate change contained illustrative comments regarding companies’ climate-related disclosure or the absence of such disclosure, including comments requesting… [read post]
21 Nov 2022, 6:30 am
On September 22, 2021, the SEC posted a sample comment letter to companies,[3] nearly six months (to the day) prior to issuing its proposed climate change disclosure rules that would require public companies to disclose extensive climate-related information in their SEC filings.[4]The SEC’s sample comment letter on climate change contained illustrative comments regarding companies’ climate-related disclosure or the absence of such disclosure, including comments requesting… [read post]
20 Nov 2022, 9:53 am
[Bowies were regulated like other knives; knives were sometimes regulated like handguns] This post describes and analyzes nineteenth century state statutes on Bowie knives. [read post]
