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9 Mar 2021, 3:00 am
Most private equity funds rely on the Securities Act of 1933 (“Securities Act”) Regulation D Rule 506– the private offering exemption as well the exemptions pursuant to ICA Sections 3(c)(1) or 3(c)(7). [read post]
11 Mar 2024, 6:02 am
Make sure you protect your brand through federal trademark registration. [read post]
20 Aug 2010, 2:15 am
Private Whois Service, FA1005001324496 (Nat. [read post]
9 Jun 2010, 10:16 am
Both bills add a limited intrastate exemption.A major difference to be reconciled is that the Senate bill exempts private equity fund advisers, but the House bill includes such advisers in the registration requirement. [read post]
22 Aug 2017, 12:35 pm
” The event is free, but pre-registration is required. [read post]
19 Sep 2011, 4:48 pm
”[3] But taking such a case to court would be expensive. [read post]
15 Dec 2014, 4:44 pm
A “private fund” is defined under the Advisers Act as a private investment fund that would be required to be registered under the Investment Company Act of 1940 but for the exemptions provided under Sections 3(c)(1) or 3(c)(7) of that Act. [read post]
12 May 2018, 3:40 am
REGISTRATION Registration: authors of accepted proposal should complete registration by 8th June 2018. [read post]
20 Feb 2019, 4:33 pm
Registration for the Second German Conference for Young Scholars in Private International Law, which will be held at the University of Würzburg on 4 and 5 April 2019, are still possible for another two weeks (until 10 March 2019). [read post]
19 Nov 2010, 4:16 pm
The SEC has released its proposed changes to Form ADV to better deal with private fund registration and the exempt, but reporting required of venture capital funds: Release No. [read post]
18 Mar 2010, 4:30 pm
The RAFSA includes expansive financial industry regulatory reforms, including the “Private Fund Investment Advisers Registration Act of 2010” (the “PFIARA”). [read post]
15 Dec 2023, 7:00 am
Lottery registration opens on March 6 and will be open for 3 weeks. [read post]
24 Aug 2023, 6:31 am
When the Commission adopted rules implementing Title IV of the Dodd-Frank Act, [2] it explained that “[private fund advisers] will be subject to the same registration requirements, regulatory oversight, and other requirements that apply to other SEC-registered investment advisers. [read post]
24 Aug 2023, 6:31 am
When the Commission adopted rules implementing Title IV of the Dodd-Frank Act, [2] it explained that “[private fund advisers] will be subject to the same registration requirements, regulatory oversight, and other requirements that apply to other SEC-registered investment advisers. [read post]
13 May 2015, 10:33 pm
At the same time this regulation transposes Art. 8 par. 3 of the Consumer Rights Directive into German law. [read post]
20 Jan 2023, 12:00 am
Each year, by law, USCIS can approve up to new 65,000 H-1Bs, thereby allowing many private and employers to hire temporary qualified workers. [read post]
17 Jun 2009, 9:16 am
I am not sure it matters given that there are already two other similar bills: Hedge Fund Adviser Registration Act of 2009 and the Hedge Fund Transparency Act of 2009. [read post]
22 Mar 2014, 9:19 am
The immediate practical consequences for domain-name registration while the transition proposal is developed are likely to be limited. [read post]
15 May 2019, 4:00 pm
I spent Wednesday and will spend Thursday at Private Equity International’s 10th annual Private Fund Compliance Forum. [read post]
10 Jun 2010, 11:50 am
Most of the participants will have a chance to briefly present their ideas in one of the various panels.Participation in the workshop is free, but registration and submission of a "scrap" are required by July 20. [read post]
