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16 Oct 2012, 12:35 pm
” In these transactions, better known as private placements, the 4(2) exemptions apply to accredited investors, who are deemed by the SEC to be sufficiently sophisticated and have sufficient bargaining power so as not to require the protection afforded by federal registration, as well as institutional investors who have obvious sophistication and bargaining power. [read post]
17 Oct 2016, 8:00 pm
The registration deadline is February 28th 2017. [read post]
29 Sep 2021, 10:40 am
Private market exemptions (including Regulation D, Regulation A, Regulation Crowdfunding, Rule 144A, and other section 4(a)(2) private offerings), allow capital in private markets to be raised without registering through the SEC. [read post]
1 Jan 2022, 1:43 am
On Tuesday, 4 January 2022 at 11 am (CET) Max Planck Institute on Comparative and International Private Law will host a virtual workshop in the series “Current Research in Private International Law”. [read post]
15 Feb 2015, 1:37 pm
Nuevas reglas internacionales sobre las cláusulas de elección de foro en contratos internacionales: el convenio de La Haya y el reglamento Bruselas Ibis – Marta Pertegás Sender, Hague Conference of Private International Law Multiplicity of objective connecting factors and their relationship to each other: Comments on Art. 4 Rome I Regulation- Franco Ferrari, New York University Cross-border protection measures in the European Union – Anatol… [read post]
8 Jul 2010, 5:00 am
With the financial reform bill likely to pass any day, the 203(b) exemption will evaporate for many private investment funds. [read post]
7 May 2012, 5:00 am
Private Equity Real Estate just released its ranking of the top 30 real estate private equity fund managers. [read post]
20 Jul 2013, 8:15 pm
According to the Joint Committee on Taxation, investment vehicles such as hedge funds and private equity funds will fall within this definition. [read post]
16 Apr 2020, 6:57 pm
Exempt private fund advisers and registered advisers. [read post]
7 Mar 2020, 6:21 am
But today’s [March 4, 2020] proposal goes far beyond what can rightly be called harmonization. [read post]
7 Mar 2014, 6:47 am
On March 4, 2014, the U.S. [read post]
16 Oct 2013, 5:45 am
, Dublin, 6-8 December 2013 [info] - Registration is now open; deadline to register is 4 November 2013. [read post]
30 May 2018, 2:55 am
Moreover, the dates of registration were missing, as was the current status of each registration. in 38 of the pairs one or both marks contain design elements, and in 4 pairs the owner of the two marks were the same. [read post]
11 Aug 2011, 6:05 pm
The 5 Rules of the Road for Private Company Financings under Rule 506 Before you start your securities offering, you have to identify an applicable securities law exemption from registration. [read post]
2 Dec 2020, 8:54 pm
Sections 3, 4(4)(a) and 11A (8) of the Banking Act 2009. [read post]
18 Nov 2010, 9:16 am
The article culminates in a discussion of MERS’ culpability in fostering the mortgage foreclosure crisis and what the long term effects of privatized land title records will have on our public information infrastructure. [read post]
12 Apr 2016, 12:55 pm
Additionally, the SEC staff notes that (i) advisers currently relying on the private fund or venture capital adviser exemption may obtain SBIC clients following the revised exemptions and (ii) certain registered advisers of SBICs may be eligible to withdraw their current registration and rely upon the private fund adviser or the venture capital fund exemption as exempt reporting advisers. [read post]
8 May 2012, 10:55 am
Private funds making use of exemptions from registration under the Advisers Act and/or the Investment Company Act must continue to comply with the restrictions set forth in such exemptions. [read post]
19 Mar 2021, 6:08 am
While the Exam Priorities address the Division of Examinations’ focus for all of the SEC’s registrants, certain focus areas will be of particular interest to private fund managers. [read post]
4 Oct 2010, 5:47 am
A subscription to LAW.COM is required to gain online access to this service.To subscribe go to https://store.law.com/Registration/Default.aspx? [read post]
