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12 Aug 2022, 5:01 am
§ 201-d(3)(a) (McKinney, Westlaw through L.2022). [5] N.Y. [read post]
30 Apr 2021, 7:00 am
. ► Singapore-based Asian Business Law Institute (ABLI) and the Permanent Bureau of the Hague-Conference on Private International Law (HCCH) announced open registration for a webinar: HCCH 1970 Evidence Convention and Remote Taking of Evidence by Video-link. [read post]
14 Dec 2013, 3:29 am
The national seminar will be held on January 30 at the SEC's Washington, D.C., headquarters from 8:30 a.m. to 5:30 p.m. [read post]
11 Sep 2023, 9:01 pm
The definition of “private fund” remains limited to 3(c)(1) and 3(c)(7) exempt funds under the Investment Company Act of 1940; the SEC declined to extend the definition to 3(c)(5) real estate funds and other exempt vehicles. [read post]
4 Mar 2010, 8:13 am
This edition of “Petitions to Watch” features cases up for consideration at the Justices’ private conference tomorrow on Friday, March 5. [read post]
5 Jan 2021, 2:14 pm
Registration is required but free; space is limited. [read post]
29 Aug 2019, 7:52 am
TFF, which raised $8.2 million in a May private placement, makes inhalable pulmonary disease treatments. [read post]
13 Dec 2006, 2:50 am
Transfer Date 5. [read post]
21 Nov 2008, 1:02 pm
Federal Rule 701 In 1988, the SEC adopted Rule 701 which exempts from registration securities issued pursuant to a written compensatory employee benefit plan or written contract by a nonreporting (i.e., privately held) company. [read post]
17 Oct 2016, 8:00 pm
The registration deadline is February 28th 2017. [read post]
29 Sep 2021, 10:40 am
Issuers relying on 506(b) exemptions from registration must provide non-accredited investors an opportunity to ask questions and receive answers regarding the investment. [read post]
5 Jan 2018, 2:59 am
Tips For Buying a Used Motorcycle From a Private Seller Continue reading [read post]
25 Aug 2014, 5:49 pm
Within the Investment Capital Law Group, Cathy focuses on business formations for entrepreneurs, private securities offerings, structuring and offering of private investment funds, and business and regulatory matters for investment bankers, investment advisers, securities broker-dealers and real estate/mortgage brokers. [read post]
23 Mar 2011, 7:08 am
PLL-SIS Summit II: Change as Action, Change as Opportunity Registration is now open for the Private Law Libraries Change as Action Summit held in conjunction with the 2011 AALL Annual Meeting on July 23, 2011, 8:30 a.m. to 5 p.m., at the Pennsylvania Convention Center in Philadelphia. [read post]
8 Jul 2010, 5:00 am
With the financial reform bill likely to pass any day, the 203(b) exemption will evaporate for many private investment funds. [read post]
27 Jun 2021, 7:43 am
You don’t have to be a lawyer to comment and you only have to provide the required fields and get your email address confirmed in order to start the account registration process. [read post]
7 May 2012, 5:00 am
Private Equity Real Estate just released its ranking of the top 30 real estate private equity fund managers. [read post]
22 Oct 2020, 7:20 am
The court approved the settlement, which requires Kik to pay a $5 million penalty and enjoins it from future registration violations. [read post]
12 May 2009, 10:27 am
Accordingly, it at least comprises the ground which was already covered by “advertising” under Arts. 13 (1) pt. 3 lit. a Brussels Convention; 5 (2) 1st indent Rome Convention. [read post]
15 Sep 2010, 4:12 pm
Id. at *5. [read post]
