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8 May 2012, 5:14 pm
The court’s opinion is a very good roadmap to the difficult issues presented by D&O insurance issues in bankruptcy. [read post]
10 Dec 2018, 3:43 pm by Andrée Blais
  The notes were issued by way of private placement to three life insurance companies. [read post]
1 Feb 2010, 1:52 pm by Page Perry LLC
The VALIC representatives presented themselves as financial advisors, rather than sellers of insurance products, and were trained to target 403(b) plan participants, the complaint alleges. [read post]
28 Dec 2021, 9:42 am by Kevin LaCroix
For example, the underlying M&A litigation at issue in Starz Acquisition, LLC v. [read post]
28 May 2014, 5:49 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) recently sanctioned MML Investors Services, LLC (MML Investors a/k/a MassMutual Life Insurance Company) broker Monte Miron (Miron) concerning allegations that Miron made unauthorized trades in client accounts and that the broker failed to disclose certain tax liens on his Form U4 in a timely manner. [read post]
12 Jun 2018, 8:51 am by Andrée Blais
Fitch Ratings assigned a rating of “BBB+” to the bonds (other than the insured bonds) and S&P Global Ratings assigned a rating of “AA” to the insured bonds. [read post]
29 Aug 2012, 12:10 pm
The SEC says that while the defendants are invoking a registration exemption that exists under Rule 504(b)(1)(iii) of Regulation D, the Commission contends that this does not apply to these types of sales. [read post]
22 May 2024, 1:33 pm by Law Lady
AUTO CLUB INSURANCE COMPANY OF FLORIDA, BRESSLER, AMERY & ROSS, P.C., LINDA MICHELLE BERNS, MASSEY CONSTRUCTION GROUP, INC., MARK B. [read post]
4 Aug 2022, 7:34 am by Chip Merlin
Because the contract language indicates the Loss Payee’s claim is dependent on the insureds claim and because it does not explicitly state that a separate contract is formed between the Loss Payee and the insurer, clause B is a simple loss payable clause. [read post]