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Weekly Roundup: February 3-9, 2023
10 Feb 2023, 7:04 am
Stulz (Ohio State University), and Zexi Wang (Lancaster University), on Monday, February 6, 2023 Tags: CEOs, Corporate governance, Public Scrutiny, ROA, S&P 500, SEC ESG in 2023: Politics and Polemics Posted by David N. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: February 3-9, 2023
10 Feb 2023, 7:04 am
Stulz (Ohio State University), and Zexi Wang (Lancaster University), on Monday, February 6, 2023 Tags: CEOs, Corporate governance, Public Scrutiny, ROA, S&P 500, SEC ESG in 2023: Politics and Polemics Posted by David N. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Guest Post: How the Supreme Court’s Loughrin Decision May Narrow the Scope of Securities Fraud
11 Sep 2015, 2:01 am by Kevin LaCroix
See United States v. [read post]
The D & O Diary - http://www.dandodiary.com/
Beneficial Ownership Disclosure Requirements for Domestic and Foreign Entities Doing Business in the United States
6 Apr 2021, 5:00 am by John Jascob
§ 5336 (adopted Jan. 1, 2020).2 Id. at Sec [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Court releases April argument calendar
23 Feb 2018, 10:03 am by Amy Howe
SEC (Monday, April 23) Pereira v. [read post]
SCOTUSblog - http://www.scotusblog.com/
National Small Business Association v. Janet Yellen, Case 5:22-cv-01448-LCB (NDAla, slip op. 1 March 2024): Corporate Transparency Act Unconstitutional Pending Appeal
4 Mar 2024, 5:56 pm
Pix credit here In a 53 page opinion, the United States District Court for Northern Alabama has ruled, in National Small Business Association v. [read post]
Law at the End of the Day - https://lcbackerblog.blogspot.com/
Guest Post: The SEC Triples Down on its Cryptocurrency Crackdown
24 Oct 2019, 2:40 pm by Kevin LaCroix
Kevin Pastel of the United States District Court for the Southern District of New York signed the emergency judicially decreed temporary restraining order, and also granted the SEC expedited discovery and other emergency relief. [read post]
The D & O Diary - http://www.dandodiary.com/
Untitled
2 Jun 2009, 6:29 am
Morrison v. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Guest Post: Think the SEC EDGAR Data Breach Involved Insider Trading? Think Again.
2 Oct 2017, 4:50 pm by Kevin LaCroix
  2005: SEC v. [read post]
The D & O Diary - http://www.dandodiary.com/
Selective Waiver Exception to Work Product Protection
3 Jul 2008, 2:26 pm
United States, 665 F.2d 1214 (D.C. [read post]
White Collar Defense and Compliance - http://whitecollarcrime.foxrothschild.com/
SEC Offers Views on Stablecoins
6 Apr 2025, 9:01 pm by renholding
Ernst & Young.[9] As discussed below, we also analyze them under the test set forth in SEC v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
SEC Release Establishes Guidance on Climate Change Disclosure
7 Mar 2010, 7:58 am by Edward F. Greene, Cleary Gottlieb Steen & Hamilton LLP,
The interpretive release can be found on the SEC website here. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Guest Post: The SEC’s Outsider Trading Program: The Silence is Deafening
24 Oct 2018, 4:33 pm by Kevin LaCroix
  For starters, most insider trading is perfectly legal, such as when corporate executives buy stock in their own companies as an investment. [read post]
The D & O Diary - http://www.dandodiary.com/
No federal court challenge to constitutionality of SEC’s use of administrative law judges before final SEC order, Second Circuit rules
8 Jun 2016, 1:31 pm by Barbara S. Mishkin
  (In PHH Corporation et al. v. [read post]
CFPB Monitor - http://www.cfpbmonitor.com
Court appointed receiver could consent to FBI search of records he possessed taken from defendant's business
21 Apr 2007, 7:49 am
United States v. [read post]
FourthAmendment.com - http://fourthamendment.com/blog/index.php?blog=1
April 2015 Whistleblower Awards List
15 May 2015, 1:37 pm by Mary Jane Wilmoth
KokeshCase Number: 09-cv-01021 (United States District Court for the District of New Mexico)Case Filed: October 27, 2009Qualifying Judgment/Order: March 30, 2015 4/30/15 7/29/15 2015-39 SEC v. [read post]
Whistleblower Protection Blog - http://www.whistleblowersblog.org/
SEC Enforcement in 2009: A Year of Changes, with More This Year
1 Feb 2010, 6:36 am by Eduardo Gallardo, Gibson, Dunn & Crutcher LLP,
Specialized Units Mr. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Should Foreigners Face Limits on Political Speech?
21 Apr 2011, 6:00 am by Ken Chan
Citizens United v. [read post]
Justia Law, Technology & Legal Marketing Blog - http://onward.justia.com/
Guest Post: Beware ICO Lawyers: As Regulatory Gatekeepers, You’re the Next SEC Target
29 Jan 2018, 11:28 pm by Kevin LaCroix
National Student Marketing Corporation Stanley Sporkin began his crusade for gatekeeper liability over 40 years ago, way back in 1977, during the prime of his SEC enforcement director tenure, in an SEC enforcement action against the National Student Marketing Corporation (NSMC). [read post]
The D & O Diary - http://www.dandodiary.com/
Janvey v. Golf Channel: Objective Value Provided Prevails Over Ponzi Claims
3 Apr 2017, 11:00 am by Ken Monington
In Janvey v. [read post]
The Race to the Bottom - http://www.theracetothebottom.org/