Search for: "SEC v. Davis" Results 201 - 220 of 364
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20 May 2016, 6:45 am
McLaughlin and Yafit Cohn, Simpson Thacher & Bartlett LLP, on Friday, May 13, 2016 Tags: Acquisition agreements, Contracts, Corporate fraud, Delaware cases, Delaware law, Due diligence, Fair values,Fairness review, Liability standards, Merger litigation, Mergers & acquisitions, Reliance Genuine Parts Co. v. [read post]
27 Apr 2016, 4:54 am by John Jascob
The court permanently enjoined the defendant from further violations and ordered payment of nearly $650,000 in disgorgement and penalties (SEC v. [read post]
4 Mar 2016, 6:00 am
Freed, Center for Political Accountability, on Friday, February 26, 2016 Tags: Accountability, Citizens United v. [read post]
1 Mar 2016, 7:19 am by D. Daxton White
According to the SEC website, the following are xamples of SEC enforcement actions against Ponzi schemes: 2014 ·         Neal V. [read post]
5 Feb 2016, 6:22 am
Nazareth, Davis Polk & Wardwell LLP, on Sunday, January 31, 2016 Tags: Basel Committee, Capital requirements, CFTC, Derivatives, FDIC, Federal Reserve, Financial Regulation, Margin requirements, OCC, Prudence, SEC, SEC rulemaking, Securities Regulation, Swaps, Swaps entities Chancery Court on Disclosure-Only Settlements Posted by Jason M. [read post]
25 Jan 2016, 5:00 am by Randi Morrison
Please print this deck in advance… The SEC is closed today due to the weekend snow storm. [read post]
28 Sep 2015, 4:29 am by Juan C. Antúnez
Prudential–Bache Sec., Inc., 821 F.2d 581, 586 (11th Cir.1984); Sutton v. [read post]