Search for: "SEC v. Downe"
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17 Dec 2011, 3:03 pm
(2) When the oral argument and eventual decision comes down there will be more rounds of media commentary on whether the SEC let Citigroup off with a slap on the wrist. [read post]
7 Nov 2016, 4:07 pm
Supreme Court-- Trinity Lutheran Church v. [read post]
25 Jul 2011, 9:20 am
Business Roundtable v. [read post]
16 Jun 2016, 2:48 pm
The offer was quickly taken down the same day after Morgan Stanley discovered the leak. [read post]
18 Jul 2022, 9:09 am
The two concurring judges, however, offered up the most interesting part of the case by proclaiming that today’s decision does not determine the merits of the no-deny policy itself and that given the SEC’s current activism, this or another high court may be called upon in the near future to decide whether the policy remains or is struck down (SEC v. [read post]
22 Jul 2011, 7:37 pm
SEC and in Chamber of Commerce v. [read post]
25 Apr 2018, 7:36 am
SEC, April 23, 2018). [read post]
21 Mar 2012, 11:02 am
Some people think the government will shut down if these sorts of intermediate orders are appealable; I'm not so sure. [read post]
22 Jul 2011, 7:20 pm
The DC Circuit has struck down the SEC's proxy access rule. [read post]
10 Mar 2017, 9:40 am
The Second Circuit created a split by holding in Berman v. [read post]
31 May 2017, 11:45 am
Circuit strikes down the regulation. [read post]
14 Mar 2018, 12:46 am
In total during FY 2017, parties in SEC actions were required to pay $2.9 billion in disgorgement, up from $2.8 billion in FY 2016, and $832 million in penalties, down from $1.2 billion the year before. [read post]
10 Apr 2014, 7:23 am
FEC; Strikes Down Aggregate Limits by Jisha V. [read post]
21 Dec 2009, 4:23 am
No way says the New York Court of Appeals in its recent decision, Runner v. [read post]
25 Jul 2011, 10:00 am
In some respects, the DC Circuit's decision in Business Roundtable v. [read post]
2 Oct 2017, 4:50 pm
2005: SEC v. [read post]
5 May 2014, 6:34 am
Dec. 16, 2013) and SEC v. [read post]
12 Apr 2022, 9:01 pm
In 1964, the SEC started to offer guidance about disclosure of risk factors. [read post]
13 Oct 2023, 12:44 pm
And, as we’ve previewed earlier this year, the Court will weigh three constitutional challenges to the SEC in SEC v. [read post]
9 Sep 2013, 6:25 am
In turn, Lessig claims in his complaint that the Down Under record company is abusing the Copyright Act and abridging his First Amendment rights. [read post]
