Search for: "Scott Craig"
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20 Jun 2019, 9:19 am
Advisor Craig Sherrer (Sherrer), currently employed by Janney Montgomery Scott LLC (Janney Montgomery) and formerly with Newbridge Securities Corporation (Newbridge Securities) has been subject to at least one customer complaint during the course of his career. [read post]
7 May 2019, 7:54 am
Craig-Hallum Capital Group LLC was the book-running manager for the offering, and B. [read post]
26 Apr 2019, 7:40 am
It is authored by our colleagues Scott Becker and Diana C. [read post]
25 Apr 2019, 12:02 pm
According to FINRA Disciplinary actions for April 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Austin, Phillip JP Morgan Securities Chase Investment Services Bishop, Tywan Charles Schwab & Co E Trade Securities Delaney, Glen… [read post]
25 Apr 2019, 11:23 am
What is Campylobacter? [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block,… [read post]
19 Apr 2019, 5:36 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ferree, Stuart LPL Financial LLC Invest Financial Corporation Anderson, Andy LPL Financial LLC Invest Financial Andrzejewski, Bryan Dean… [read post]
15 Apr 2019, 2:24 am
New Zealand In the case of Craig v Williams [2019] NZSC 38, the Supreme Court has ordered a retrial of the defamation claim brought against former Conservative leader Colin Craig by defaming Jordan Williams of the Taxpayers Union. [read post]
13 Apr 2019, 9:17 am
Mikhaila Fogel shared the indictment of former White House Counsel Greg Craig for making false statements to the Justice Department. [read post]
12 Apr 2019, 8:28 am
Morgan Stanley Delaney, Glen Newbridge Securities Corp Craig Scott Capital, LLC Flaningan, Joel NYLife Securities LLC Synergy Investment Services, LLC Hovermale, Jeffrey Sovereign Legacy Securities, Inc Family Income Planning, Inc Marnelego, Christopher First Standard Financial Company LLC Merriman Capital, Inc Ness, Valerie O’Neal, Tristan Northwestern Mutual… [read post]
11 Apr 2019, 1:22 pm
The Justice Department announced the indictment of former White House Counsel Greg Craig for lying to investigators from the department’s Foreign Agents Registration Act Unit, the New York Times details. [read post]
27 Mar 2019, 1:00 am
Science, Scholarship, and Policymaking Scott Burris, Temple University, Science, Interdisciplinarity, and Health Law Scholarship Kevin Outterson, Boston University, Bad Science Leads to Bad Legal Scholarship Joanna Sax, California Western School of Law, Consumer Perceptions of Risk in Various Areas of Biotechnology C. [read post]
24 Mar 2019, 4:35 am
Tesla says the former employees—Scott Turner, Sydney Cooper, Christian Dement, and Craig Emigh—worked in product distribution and warehouse supervising. [read post]
17 Mar 2019, 5:35 pm
Expected trends that will unfold in 2019 are: the testing of the new public interest defence for defamation and increased difficulty in dismissing minor defamation claims a more restrained approach to defamation damages awards, with authoritative guidance expected later this year in the Supreme Court’s decision in Craig v Williams a strengthening of the Privacy Bill in response to international and technology developments, and continuing churn in the media industry, within the… [read post]
4 Mar 2019, 4:00 am
Eskridge & Robin Fretwell Wilson 2018)).Scott R. [read post]
3 Mar 2019, 4:51 pm
Data Protection and Data Privacy The Himsworth Scott blog has a post “Selecting the right reputational strategy during a data breach”. [read post]
11 Feb 2019, 5:00 am
.: The Center for Strategic and International Studies will host an event entitled India’s Inter-State Water Wars: Causes, Consequences, and Cures, featuring Penn Water Center Senior Fellow Scott Moore and CSIS expert Kartikeya Singh. [read post]
6 Feb 2019, 12:26 pm
His previous employers are Craig Scott Capital, LLC (CRD #155924, expelled by FINRA on 9/7/2017), Brookstone Securities, Inc. [read post]
6 Feb 2019, 5:57 am
Campaign Finance National: “Trump Inaugural Committee Ordered to Hand Over Documents to Federal Investigators” by Maggie Haberman and Ben Protess (New York Times) for MSN Massachusetts: “Massachusetts Campaign Finance Regulators Prepared to Lower Unions’ Donation Limit” by Shira Schoenberg for MassLive.com Ethics National: A Lobbyist at the Trump Tower Meeting Received Half a Million Dollars in Suspicious Payments” by Emma Loop, Tanya Kozyreva, Anthony… [read post]
4 Feb 2019, 10:18 am
On appeal, the Fifth District, in a unanimous opinion by Judge Scott Gwin, joined by Judges Craig Baldwin and Earle Wise, reversed the decision of the trial court. [read post]
