Search for: "Security Services v. Equity Management" Results 201 - 220 of 544
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12 Oct 2007, 12:51 am by Sean Hayes
Article 2 (Definitions) The definitions of terms used in this Act shall be as follows: 1.The term “real estate investment company” means any company that is incorporated pursuant to Article 5 mainly for the purpose of investing its assets in real estate and managing invested assets, which falls under each of the following items: (a) The self-managed real estate investment company: The company that has full-time officers and employees, including asset… [read post]
25 Jun 2010, 9:22 am by James Hamilton
A House-Senate conference committee has reported out the Dodd-Frank Wall Street Reform and Consumer Protection Act providing for a sweeping overhaul of the regulation of US financial services and markets. [read post]
11 Sep 2010, 9:26 pm
            Section 3 provides that an ownership interest or an investment interest:[1] (a) may be through equity, debt or other means; but (b) shall not include ownership of investment securities, including shares or bonds, debentures, notes or other debt instruments, which were purchased on terms generally available to the public and which are in a corporation that is listed for trading on the New York stock… [read post]
19 Mar 2012, 3:06 am by New Books Script
JN 30 A875 2007 The European Union and crisis management : policy and legal aspects edited by Steven Blockmans. [read post]
13 Nov 2018, 11:58 am by Anushka Limaye
A selected Federal Government candidate will be assigned to the equivalent of Executive Schedule Level V. [read post]
15 Sep 2023, 2:20 pm by Cynthia Marcotte Stamer
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
13 Dec 2019, 6:00 am
Management, Proxy advisors, SEC, SEC rulemaking, Securities regulation, Solicitation Silicon Valley and S&P 100: A Comparison of 2019 Proxy Season Results Posted by David A. [read post]
10 Jul 2019, 4:17 am by Hedge Fund Lawyer
  For many groups, this means raising money through general private placements or various SAFTs (simple agreement for future tokens)  and SAFEs (simple agreement for future equity). [read post]
18 Mar 2013, 5:00 am by Alexander J. Davie
Titles V and VI make it easier for companies to remain private (i.e., avoid having to become a public reporting company). [read post]
9 Aug 2022, 3:13 pm
Balance of the Equities Next, the district court “balanced the interests of all parties and weighed the damage to each in determining the balance of the equities. [read post]
18 Aug 2010, 10:27 am by PaulKostro
This Blog/Blawg, NJ Family Issues, is managed by Paul G. [read post]
22 Jan 2019, 1:36 pm by Lev Sugarman
Roule, former National Intelligence Manager for Iran, Daniel L. [read post]
22 Apr 2023, 7:16 pm
But Republicans often disparage ESG efforts with references to the global connections of top funds and characterize industry efforts like the Net Zero Asset Managers initiative as radical. [read post]
5 Apr 2018, 8:24 am by CFM Admin
We recommend that you speak with your firm’s outside counsel and service providers to learn more about these specific priorities and review your firm’s compliance with the applicable regulations. [read post]