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11 Jul 2022, 5:20 am
By Anne Sherry, J.D.UBS Financial Services knew about significant risks of a complex options trading strategy, but its advisers were not adequately trained and supervised to ensure those risks were communicated to clients, according to a settled SEC order. [read post]
6 Jul 2022, 12:14 pm
Or will the trier of fact believe JLI’s experts that no such USP can be inferred from JLI’s marketing, especially given changes in JLI’s marketing materials over the whole class period? [read post]
6 Jul 2022, 7:03 am
By Anne Sherry, J.D.The SEC exceeded its statutory authority when it ordered the national securities exchanges and FINRA to come up with a consolidated plan for market data that included non-SRO representatives. [read post]
5 Jul 2022, 5:11 am
by Sherry F. [read post]
4 Jul 2022, 4:00 am
by Sherry F. [read post]
28 Jun 2022, 8:05 am
by Sherry F. [read post]
24 Jun 2022, 11:50 am
by Sherry F. [read post]
24 Jun 2022, 3:30 am
Mulligan Following “the Dobbs leak,” I re-read Suzanna Sherry’s Our Kardashian Court (and How to Fix it). [read post]
23 Jun 2022, 4:00 am
by Sherry F. [read post]
21 Jun 2022, 9:01 pm
Such reasoning makes me feel ashamed of being a New Yorker.Follow @SherryColb Sherry F. [read post]
20 Jun 2022, 2:04 pm
Professor Sherry Colb addressed a related argument: If one wanted to have a chance of prevailing on a "religious abortion" claim, one would have to assert that one's religion requires one to have an abortion rather than that it merely allows one to have one. [read post]
20 Jun 2022, 7:46 am
By Anne Sherry, J.D.A suit against Elon Musk and his companies SpaceX and Tesla alleges that the defendants are engaging in a crypto pyramid scheme by manipulating the cryptocurrency Dogecoin. [read post]
17 Jun 2022, 9:02 pm
Glekel of Verdict and Sherry S. [read post]
17 Jun 2022, 6:57 am
By Anne Sherry, J.D.The SEC is exploring whether certain “information providers” meet the definition of an investment adviser and thus are subject to the registration requirements and other regulations of the ’40 Acts. [read post]
16 Jun 2022, 9:00 pm
Along with Harvard Law Professor Laurence Tribe and my Cornell Law colleague and fellow Verdict columnist Professor Sherry Colb, I filed one of those briefs. [read post]
16 Jun 2022, 4:00 am
by Sherry F. [read post]
14 Jun 2022, 2:29 pm
It is also empowering for them to see how well they are able to find the holes in a professor's book-length presentation. [read post]
13 Jun 2022, 5:16 am
by Sherry F. [read post]
10 Jun 2022, 4:00 am
The charges expand the Justice Department’s allegations of organized plotting to oppose through violence the certification of President Biden’s election victory, culminating in the attack on the Capitol. [read post]
9 Jun 2022, 4:00 am
Sherry Walling, about dealing with grief in the workplace. [read post]
