Search for: "Smith Management Services, LLC"
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6 Sep 2018, 8:03 am
FMCSA considering loosening hours-of-service restrictions for commercial truck drivers. [read post]
31 Aug 2018, 1:52 pm
The plaintiff reported the abuse to management, who did nothing about it. [read post]
26 Aug 2018, 7:59 pm
Meantime, the defendants, BlackRock Investment Management LLC, BlackRock Advisors LLC, and BlackRock International Ltd. maintain that there was just cause for the fees, which they claim are lower than the industry’s’ median fees for such services, including the services of securities valuation, portfolio management, record keeping, and others. [read post]
21 Aug 2018, 5:17 am
Morgan Securities LLC Chase Investment Services Corp Joshua David Ellis LPL Financial LLC BCG Securities, Inc James Benjamin Farris Merrill Lynch, Pierce, Fenner & Smith Inc UBS Financial Services Inc Samuel LaWayne Haddix Ameriprise Financial Services, Inc IDS Life Insurance Company Mark Anthony Hernandez UBS Financial Services Inc … [read post]
16 Aug 2018, 5:48 pm
Shepherd Smith Edwards and Kantas, LLP represents investors throughout the US. [read post]
23 Jul 2018, 11:09 am
Previous registrations include Suntrust Investment Services, Inc., Wells Fargo Advisors, LLC, Morgan Keegan & Company, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. [read post]
23 Jul 2018, 11:09 am
Previous registrations include Suntrust Investment Services, Inc., Wells Fargo Advisors, LLC, Morgan Keegan & Company, Inc., Morgan Stanley Smith Barney, Morgan Stanley & Co. [read post]
11 Jul 2018, 10:14 am
Secure Axcess, LLC, 138 S. [read post]
9 Jul 2018, 12:46 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Mona Ali JP Morgan Securities Bobbie Jo Bressler Farmers Financial Solutions, LLC State Farm VP Management Corp Jeffrey Scott… [read post]
9 Jul 2018, 12:43 pm
According to FINRA Disciplinary actions for June 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Donald Nelson Bower III Edward Jones Invest Financial Corp Christopher Masharn Bruce Statefarm VP Management Corp Chris Bruce Insurance Agency… [read post]
21 Jun 2018, 2:30 am
For example, the deduction distinguishes between specified service businesses (such as lawyers and doctors) and non-service businesses (such as manufacturers and farmers), limiting the tax benefit for the first category. [read post]
19 Jun 2018, 3:57 pm
Onwuteaka, for Samara Portfolio Management, LLC, Appellant.On appeal from the County Court at Law No. 2, of Travis County, Texas.Before Chief Justice Valdez and Justices Benavides and Hinojosa.MEMORANDUM OPINIONMemorandum Opinion by Chief Justice VALDEZ.Appellants Samara Portfolio Management, LLC and Joseph Onwuteaka appeal the trial court's judgment in favor of appellee, Neda Zargari. [read post]
18 Jun 2018, 7:47 am
” The relevant regulations focus on communications services, and in Est. of Smith v. [read post]
10 Jun 2018, 3:43 am
Below is a repost of Guy Hamilton-Smith’s Medium post to give you some insight into who these evil people may be. [read post]
4 Jun 2018, 6:30 am
Harbinger Asset Management, LLC Bhaskar Chandrakant Vyas Interfirst Capital Corporation Western International Securities, Inc Mark Edward Winburne MML Investors Services, LLC Metlife Securities, Inc. [read post]
4 Jun 2018, 6:26 am
Morgan Securities LLC Mutual of Omaha Investor Services, Inc. [read post]
3 Jun 2018, 2:18 pm
John Reed Stark One of the most significant recent developments in the financial world has been the sudden proliferation of cryptocurrencies. [read post]
18 May 2018, 6:01 am
Huennekens, and Jamie Smith, EY Center for Board Matters, on Monday, May 14, 2018 Tags: Board composition, Board independence, Board tenure, Boards of Directors, Director qualifications, Director tenure, Disclosure, Diversity The Demand Review Committee: How it Works, and How it Could Work Better Posted by Justice Collins J. [read post]
6 May 2018, 8:35 pm
It did so, Justice Ginsburg’s dissent decried in a footnote, without even “acknowledging that it unsettles more than half a century of our precedent” (Encino Motorcars, LLC v. [read post]
2 May 2018, 3:58 am
The speakers for this session will be the following: Nate Bolin – Drinker Biddle Ellen Kosidowski – Rite-Hite Company LLC (Moderator) Grant Smith – Briggs & Stratton Corporation 1:45 p.m. to 3:15 p.m. [read post]
