Search for: "Sound Capital Management, Inc."
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2 Apr 2012, 6:15 am
And wouldn’t you know it, in 2004, Apollo had no trouble selling WMC to GE for $650 million, thus giving the mortgage company access to the virtually unlimited capital of Wall Street’s darling-of-those-days, the triple A rated… GE, then under the leadership of Jeffery Immelt. [read post]
31 Mar 2012, 8:17 pm
Patricia Collantes was fined $8,000 and suspended from association with any FINRA member in any principal capacity in relation to findings that while acting as Operating Manager at Citigroup Global Markets Inc. in Palo Alto, California, Ms. [read post]
21 Mar 2012, 11:00 am
These grants will support programs that will transform contaminated brownfields into environmentally-sound sites for public and private use and investment. [read post]
15 Mar 2012, 4:07 pm
TweetYesterday the Securities and Exchange Commission announced that it settled a proposed administrative and cease-and-desist proceeding against SharesPost, Inc., an online private capital marketplace, and its founder and president, Gregg Brogger, for acting as an unregistered broker-dealer. [read post]
14 Feb 2012, 1:56 pm
Supermarkets, Inc. v. [read post]
9 Feb 2012, 12:06 am
” Sounds right to me — if it looks, walks and quacks like a duck, it should be held liable for false advertising. [read post]
25 Jan 2012, 1:26 pm
Jan 25: President Obama delivered his State of the Union address and covered a wide-ranging agenda of topics including, of particular importance to the WIMS readers, Washington, DC gridlock, energy, infrastructure and regulatory reform. [read post]
24 Jan 2012, 3:00 am
Again, that sounds more like lobbying than "consulting". [read post]
23 Jan 2012, 3:00 am
I say purported because, as quoted in the decision, Serotta described what sounds suspiciously like a prohibited minority discount. [read post]
26 Dec 2011, 5:59 pm
Fancaster, Inc. v. [read post]
7 Dec 2011, 1:24 pm
[#Energy/NatGas] GET THE REST OF TODAY'S NEWS (click here)Waste Information & Management Services, Inc. [read post]
5 Dec 2011, 3:58 pm
The workers can be your most important capital. [read post]
5 Dec 2011, 1:51 pm
That doesn't sound like a two-page ad spread in Fortune to me. [read post]
30 Nov 2011, 2:15 pm
No mid-level manager at JPMorgan, for example, made a call to start committing fraud and forgery. [read post]
18 Nov 2011, 1:22 pm
[#Climate] GET THE REST OF TODAY'S NEWS (click here)Waste Information & Management Services, Inc. [read post]
11 Nov 2011, 2:00 pm
Clay Jackson Enterprises, Inc. v. [read post]
31 Oct 2011, 1:55 pm
In addition, allegedly fraudulent private deals orchestrated by Medical Capital Holdings Inc. and Provident Asset Management LLC seem to have taken down a number of independent broker-dealers. [read post]
29 Oct 2011, 8:34 am
Firms can capitalize on this. [read post]
22 Oct 2011, 12:30 pm
Assink takes note of an interesting opinion from new Delaware Vice Chancellor Glasscock: I will let the introductory words written by the new Vice-Chancellor Glasscock in In re The Goldman Sachs Group, Inc. [read post]
14 Oct 2011, 6:14 am
In the case of In Re The Goldman Sachs Group, Inc. [read post]
