Search for: "Standard Chartered Bank"
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11 Dec 2014, 1:45 pm
The memorandum—sent to all New York chartered or licensed banking institutions—noted that the Department would take a close look at banks’ data breach detection abilities, cybersecurity corporate governance practices, resources devoted to information security, defenses against cyberattacks, management of third-party service providers, and cybersecurity insurance coverage, among other things. [read post]
12 Mar 2007, 4:24 am
The SEC could also then coordinate with bank regulators on the implementation of SOX, especially Section 404, as it applies to publicly traded banks subject tosimilar bank regulatory requirements.Further, in order to prevent the catastrophic loss of a major audit firm, the panel urges the SEC to work with Treasury to place the issue of developing a framework for support of multinational accounting firms on the agenda of the G-8. [read post]
29 Mar 2023, 11:15 am
Unlike S&Ls, SVB did not have a special charter, but it had a specialty. [read post]
23 Nov 2013, 3:08 pm
The case revolved around political disputes over the power of the federal government to charter a national bank and of the states to tax this entity. [read post]
25 Mar 2016, 6:00 am
Omnicare: Liability Standards for Statements of Opinion Posted by Brad S. [read post]
11 May 2023, 5:22 am
It’s a ban,” the association wrote.This is particularly so in the current moment, in which the GDCA says federal banking regulators are “actively discouraging banks from engaging in custody and other crypto asset activities” and only one bank with a federal charter is empowered at present to custody crypto assets.In this context, requiring crypto assets to be held by qualified custodians would “raise serious issues of statutory… [read post]
25 Mar 2013, 2:41 am
A panel of nine Supreme Court justices decided that a private hearing was necessary in a case involving an Iranian bank and the Government. [read post]
3 Apr 2011, 10:19 pm
(Oh wait, I forgot that the OCC is paid by the banks--it's budget comes from chartering fees and assessments on the banks is regulates. [read post]
31 Jan 2017, 1:06 pm
The new special purpose charter will allow FinTech companies that collect deposits, issue checks or make loans (among other traditional banking activities) to have a single national standard for their operations which would allow them to act throughout the entire U.S. in exchange for rigorous oversight by the OCC. [read post]
27 Mar 2007, 8:35 am
And last week, the Fifth Circuit expressly rejected the Ninth Circuit's standard and joined the Eighth Circuit in rejecting "scheme" liability for secondary actors. [read post]
5 Dec 2019, 11:18 am
By international standards, the USA has a lot of banks: around 12,000 when Mint was getting started (in the US, each state gets to charter its own banks, leading to an incredible, diverse proliferation of financial institutions). [read post]
26 Mar 2024, 2:38 am
Latterly, in April 2021 the assets and liabilities of Samba Financial Group would be transferred to Saudi National Bank and so for the purposes of this article we refer to both as (the “Bank”). [read post]
21 Oct 2020, 3:29 pm
First, both Peterson and Cohen concerned federally chartered banks subject to the OCC regulation, and, arguably, the July 2020 regulation issued by the Federal Deposit Insurance Corporation (FDIC) as a twin to the OCC regulation, covered state-chartered FDIC-insured banks. [read post]
10 Sep 2017, 3:07 pm
BACKGROUNDWinne's claims focus on two private student loans that were allegedly made to her in 2004 and 2005 by Charter One Bank (now Citizens) and PNC, respectively. [read post]
14 Jan 2016, 9:26 am
Do users have a reasonable expectation of privacy in the cell phone records (including banking information)? [read post]
11 May 2008, 8:02 pm
Then there was the long -standing battle to prevent Wal-Mart from getting a bank charter, which NAR looped into the national bank/real estate debate. [read post]
30 Sep 2008, 1:22 pm
" Lenders responded by loosening their underwriting standards and making increasingly shoddy loans. [read post]
15 Jul 2016, 6:22 am
Harris, Public Company Accounting Oversight Board, on Tuesday, July 12, 2016 Tags: Accountability, Accounting, Accounting standards, Audits, Boards of Directors, Compliance & ethics, Diversity, ESG,External auditors, Financial reporting, Investor protection, Oversight, Securities regulation, SOX, Sustainability,Transparency The Law and Brexit Posted by Thomas J. [read post]
8 Jan 2008, 4:15 am
The BBC reports: “The university’s Honorary Chancellor, His Excellency Baron Knowth - real name Professor Jeffrey Wooller - a successful chartered accountant from London…. [read post]
6 Aug 2018, 2:24 pm
Following a specific recommendation in the Treasury Report, the OCC formally announced that it would begin to accept applications for special purpose national bank charters, and it provided guidance on the procedures and standards that would govern such applications through the issuance of a Licensing Manual Supplement for Special Purpose National Banks (the “Manual Supplement“). [read post]
