Search for: "State v. Investors Security Corporation"
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16 Jun 2022, 9:05 pm
The Working Group on Securities Disclosure Authority respectfully submits these comments on the Commission’s recent proposal related to mandated, standardized climate-related disclosures for investors. [read post]
13 Jun 2022, 7:37 am
-based consumers and investors. [read post]
7 Jun 2022, 2:44 am
It features the following articles: M Lehmann, “A new piece in the puzzle of locating financial loss: the ruling in VEB v BP on jurisdiction for collective actions based on deficient investor information” For the first time, the CJEU has ruled in VEB v BP on the court competent for deciding liability suits regarding misinformation on the secondary securities market. [read post]
25 May 2022, 9:01 pm
Securities Litigation, 768 F.3d 1046 (9th Cir. 2014) (violations of Section 303 do not give rise to private right of action under Section 10(b) and Rule 10b-5) with Stratte-McClure v. [read post]
8 May 2022, 9:05 pm
Securities and Exchange Commission. [read post]
4 May 2022, 9:01 pm
Last month, Judge Green of the Los Angeles County Superior Court in Crest v. [read post]
3 May 2022, 6:32 am
Romeril v. [read post]
3 May 2022, 6:32 am
Romeril v. [read post]
29 Apr 2022, 6:27 am
Birnbaum, Jina Choi, and Haimavatha V. [read post]
29 Apr 2022, 6:27 am
Birnbaum, Jina Choi, and Haimavatha V. [read post]
28 Apr 2022, 9:01 pm
” In corporate governance, the ideal that some cite is “one share, one vote. [read post]
25 Apr 2022, 1:39 pm
The complaint purports to be filed on behalf of two classes of investors: investors who purchased securities of VIH or, post-combination, of Bakkt, between March 31, 2021 (the date VIH filed its Form S-4 with the SEC in connection with the planned business combination) and November 19, 2021 (the trading date before the date Bakkt announced the need to restate the prior VIH financial statements); and investors who purchased common stock traceable to the Offering… [read post]
20 Apr 2022, 9:05 pm
The Executive Order on digital assets offers six objectives that serve as a natural starting point: protect consumers, investors, and businesses; protect United States and global financial stability and mitigate systemic risk; mitigate the illicit finance and national security risks; reinforce United States leadership in the global financial system and in technological and economic competitiveness; promote access to safe and affordable financial services; and… [read post]
19 Apr 2022, 4:14 pm
Fund v. [read post]
14 Apr 2022, 5:43 am
We, however, urge the Commission to take further steps to ensure that Section 13(d) of the Securities Exchange Act of 1934 (as amended, the “Exchange Act”) completely fulfills its stated purpose, which is to “alert investors in securities markets to potential changes in corporate control and to provide them with an opportunity to evaluate the effect of these potential changes. [read post]
14 Apr 2022, 5:43 am
We, however, urge the Commission to take further steps to ensure that Section 13(d) of the Securities Exchange Act of 1934 (as amended, the “Exchange Act”) completely fulfills its stated purpose, which is to “alert investors in securities markets to potential changes in corporate control and to provide them with an opportunity to evaluate the effect of these potential changes. [read post]
12 Apr 2022, 1:34 pm
[3] Crago v. [read post]
11 Apr 2022, 9:01 pm
For example, Section 160 of the Delaware General Corporation Law prohibits a corporation from purchasing its shares of capital stock when the purchase “would cause any impairment of the capital of the corporation”;4 its organizational documents, including its certificate of incorporation and bylaws; any agreements that may restrict or limit its ability to repurchase its securities. [read post]
9 Apr 2022, 3:01 am
The Trump Corporation Class Action A group of anonymous plaintiffs have filed a class action against the Trump family and their business, alleging that the Trumps used their brand to scam investors into paying for worthless business opportunities. [read post]
22 Mar 2022, 3:19 am
Lehmann: Locating Financial Loss and Collective Actions in Case of Defective Investor Information: The CJEU’s Judgment in VEB v BP For the first time, the CJEU has ruled in VEB v BP on the court competent for deciding liability suits regarding misinformation on the secondary securities market. [read post]
