Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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Dutch Legislation Would Mandate Auditor Rotation - Robbert Gerritsen, European Research - Governance
21 Feb 2012, 11:14 am
Opposition political parties submitted amendments that were approved and are now subject to approval by the Dutch Senate before becoming law.The bill sets two important restrictions:The auditor may not provide non-audit services to the company for which the auditor provides the statutory audit of the financial statements. [read post]
18 Nov 2016, 8:07 am
One hiccup that both sides seem to be especially vocal about—and which could be relevant in efforts to unwind other unrelated sanctions regimes—is the reported hesitance on the part of financial institutions to service Iran. [read post]
6 Nov 2013, 4:30 am
Wonder how it will differ from the House Financial Services Subcommittee hearing on the topic from a few months back... [read post]
12 Dec 2007, 7:40 am
The commission has announced plans to hold roundtables on the issue on Dec. 13 and Dec. 17. [read post]
22 Jan 2010, 5:34 am
According to this FT story, entitled "'Volcker Rule' Takes Bankers By Surprise," even the lobbyists at the Financial Services Roundtable were blindsided. [read post]
9 Jul 2009, 5:20 am
The new coalition - known as the "Financial Instruments Reporting and Convergence Alliance" or "FIRCA" - includes the American Council of Life Insurers, the Commercial Mortgage Securities Association, the Council of Federal Home Loan Banks, the Financial Services Roundtable, the Group of North American Insurance Enterprises, the Mortgage Bankers Association, the Property Casualty Insurance Association of America, the Real Estate… [read post]
18 Jun 2010, 5:03 am
The Financial Services Authority - which currently is the primary supervisor of the U.K.'s banking and finance industry - will be splintered into three new agencies over the next two years. [read post]
22 Jun 2014, 1:05 pm
KM ROUNDTABLE DISCUSSION Legal KM Today: 1. [read post]
25 Feb 2010, 1:47 pm
Access the President's complete speech (click here).Waste Information & Management Services, Inc. [read post]
5 Jul 2023, 8:33 am
PASS, which replaces the Asset Management Authorisation Hub (a similar service launched in 2017) with effect from this month, is intended to provide more support for firms such as pre-application meetings and the opportunity for FCA speakers to talk about the wholesale firm authorisation process as industry events, roundtables and conferences. [read post]
21 Jan 2020, 9:24 am
For example, the House Financial Services Committee reported the ESG Disclosure Simplification Act (H.R. 4329), sponsored by Rep. [read post]
8 Oct 2009, 2:54 am
I had the distinct pleasure of talking with a number of people at the event, including: Jenny West of Probitas Partners (fund placement services) Mason Snyder of Catalina Partners (risk advisory to investment management industry) Rosemary Fanelli of CounselWorks (regulatory consulting for financial institutions) Ron Resnick of CounselWorks(regulatory consulting for financial institutions) Maria Hall of M.D. [read post]
28 Apr 2021, 9:05 pm
Financial services offerings are predicated on the ability of providers to perform Know Your Customer (KYC) due diligence and comply with anti-money laundering (AML) regulations. [read post]
1 May 2007, 3:00 pm
There were four witness today: Steve Bartlett, president and CEO of the Financial Services Roundtable Shirley Jones Burroughs, a resident of Gastonia, North Carolina, who refinanced both a first and second mortgage three times with the Associates (now CitiFinancial) Yvonne D. [read post]
26 Nov 2007, 3:44 am
This one comes from the Financial Services Roundtable and is entitled "The Blueprint For U.S. [read post]
29 Jul 2014, 4:00 am
Among the amicus briefs in support of the petition was a brief filed by nine financial services industry trade groups including the American Bankers Association, the American Financial Services Association, the Consumer Bankers Association, the Financial Services Roundtable and the Mortgage Bankers Association. [read post]
1 Dec 2011, 1:20 am
Lauderdale, FL December 7 Sponsor: Hedge Funds Care Event: Midwest Committee of Hope Fall Affair Location: Chicago, IL December 7-8 Sponsor: IMN Event: The 7th Annual Western Non-Traded REIT Industry Symposium Location: Dana Point, CA December 7-9 Sponsor: Terrapinn Event: Quant Invest New York 2011 Location: New York, NY December 7-9 Sponsor: Terrapinn Event: High Frequency Trading World New York 2011 Location: New York, NY December 7-9 Sponsor: Index Universe Event: Inside Commodities… [read post]
6 May 2014, 4:26 pm
Many of the speakers at the SEC Roundtable attested to the growing threats firms face, as measured by the frequency and severity of attacks, and the financial and reputational damage these attacks can bring. [read post]
28 Feb 2024, 9:48 am
A roundtable will take place on 11 March 2024 to answer any questions on the proposed standard and encourage participation in the consultation. [read post]
18 Feb 2021, 6:39 pm
Lastres, Director of Knowledge Management Services at Debevoise & Plimpton LLP. [read post]
