Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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11 Feb 2019, 5:00 am
Work in partnership with program leadership and Aspen partners to engage and secure conference and roundtable sponsors; Administer financial aspects of foundation grants and ensure Program compliance with other requirements of grants awards. [read post]
17 Jan 2019, 6:00 am
The CEOs leading this effort come from a wide variety of industries, including: technology, communications, retail, financial services, health, manufacturing, hospitality, insurance and others. [read post]
3 Jan 2019, 7:58 am
Balanced growth vs. growth at all costs: No conversation about 2019 will be complete without considering the uncertain economic, financial and geopolitical environment in which we are currently living. [read post]
13 Dec 2018, 8:49 am
Consistent with those priorities, the new report indicates that, in 2017, the Bureau focused on redlining, mortgage and student loan servicing, and small business lending. [read post]
30 Nov 2018, 6:06 am
Doyle, American Council for Capital Formation (ACCF), on Thursday, November 29, 2018 Tags: Asset management, Capital formation, Capital markets, Fund managers, Glass Lewis, Institutional Investors, Institutional voting, ISS, Ownership, Proxy advisors, Proxy voting, SEC, Securities regulation, Transparency The Shift from Active to Passive Investing: Potential Risks to Financial Stability? [read post]
20 Nov 2018, 7:18 am
He noted that there are solutions that currently exist, and urged Broadridge Financial Solutions, which provides proxy voting services, to think how it can make its system simpler. [read post]
19 Nov 2018, 7:50 am
On 15 November 2018, the FCA published its November regulation round up – providing an update on the latest developments in the financial services sector. [read post]
8 Nov 2018, 2:37 am
On 7 November 2018, the Financial Ombudsman Service (FOS) published issue 146 of its Ombudsman news update. [read post]
23 Oct 2018, 11:54 am
Kaufman Dolowich & Voluck David Baugh, Gregg Breitbart and Mark Quinn of Cetera FINRA Hot Topics Roundtable Discussion – BD/RIAs most pressing issues and sharing war stories David Baugh – Kaufman Dolowich & Voluck The IBDC was created to provide Independent Broker Dealers and Registered Investment Advisors access to a community of professionals with demonstrated expertise in services geared to this specific financial community. [read post]
18 Oct 2018, 7:57 am
The Securities Industry and Financial Markets Association (SIFMA) had challenged the propriety of NYSE Arca’s and Nasdaq’s depth-of-book access fees. [read post]
7 Oct 2018, 5:51 pm
Published in LexisNexis Financial Services Newsletter, 2018, Vol. 17 No 6 & 7. [1] See APRA media release “APRA reviews its superannuation prudential framework” dated 23 May 2018 [2] In par [read post]
30 Sep 2018, 9:30 pm
The hegemony of certain moneys as reserve currencies, the dense growth of financial markets, and the role of international financial institutions all now configure the landscape. [read post]
27 Sep 2018, 12:38 pm
Broadridge Financial Solutions Inc., a corporate services company that provides a variety services for annual meetings, was recently granted a patent for proxy voting using blockchain technology. [read post]
26 Sep 2018, 7:16 am
Additionally, the House Financial Services Committee has scheduled a hearing on financial innovation on September 28, 2018, entitled Examining Opportunities for Financial Markets in the Digital Era. [read post]
18 Sep 2018, 6:44 am
Lyell Dampeer, president of investor communications solutions at Broadridge Financial Solutions, touted his firm’s experience in providing proxy voting and shareholder communications services. [read post]
17 Sep 2018, 3:13 am
On Friday, I blogged about how the SEC’s Division of Investment Management issued this statement that – ahead of the upcoming “proxy plumbing” roundtable – it was withdrawing two no-action letters granted in 2004 to ISS and Egan-Jones Proxy Services. [read post]
13 Sep 2018, 7:03 am
Development of a formal Financial Reporting Forum in conjunction with other financial regulators, investors, and businesses could also aid in addressing issues arising from the PCAOB inspections, the CCMC explains. [read post]
20 Aug 2018, 3:00 am
Here’s an excerpt: As recently as 1981, the Business Roundtable—which represents large U.S. companies—stated that corporations “have a responsibility, first of all, to make available to the public quality goods and services at fair prices, thereby earning a profit that attracts investment to continue and enhance the enterprise, provide jobs, and build the economy. [read post]
12 Aug 2018, 3:15 am
RT @CJPiovesan: Honoured to be announced by @NavdeepSBains as one of six innovation experts to host roundtable discussions with Canadians i… 2018-08-05 Government of Canada selects innovation experts to lead national consultation on digital and data transformation -… https://t.co/WAZbiSWs51 2018-08-05 Computer and Internet Weekly Updates for 2018-08-04 https://t.co/v53M8ILrit 2018-08-05 Computer and Internet Weekly Updates for 2018-08-04 https://t.co/GrCod4qf4E… [read post]
6 Aug 2018, 8:38 pm
(Pix © Larry Catá Backer 2018)Last year I taught a course on Corporate Social Responsibility Law for the very first time (Corporate Social Responsibility Law--A Tentative Syllabus). [read post]
