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11 Nov 2022, 9:38 am
On December 17, 2021, the SEC announced a settlement with a large broker-dealer for its “widespread and longstanding failures” to preserve employees’ off-channel communications in violation of Section 17(a) of the Securities Exchange Act of 1934 and Rules 17a-4(b)(4) and 17a-4(j). [read post]
8 Nov 2022, 12:40 pm
Specifically, the complaint alleged that, although customers could sign up for services through a variety of channels, a customer could cancel only by speaking to a live agent on the phone. [read post]
8 Nov 2022, 4:34 am
This is according to a statement by their employer the London-based news channel Iran International. [read post]
7 Nov 2022, 6:30 am
This month we examine: A rare Regulation FD action that could be headed to a jury trial; Charges against a broker-dealer and investment adviser for failing to guard 15 million customers’ personally identifiable information, or “PII”; An insider trading action involving an allegedly improper Rule 10b5-1 plan; A significant negligence settlement against a major aerospace company and its former CEO for failing to disclose safety issues in public statements regarding airplane… [read post]
30 Oct 2022, 5:54 pm
There is a post on the Doughty Street Chambers website concerning the settlement of the Millett v Corbyn libel action, entitled Richard Millett Discontinues Libel Action Against Jeremy Corbyn MP. [read post]
26 Oct 2022, 5:16 am
In January, U.S. [read post]
24 Oct 2022, 5:31 am
What Is Wrong With the Conventional Wisdom A retrospective perspective is important for absorbing lessons from the failure to negotiate a peace settlement in Afghanistan, but the salient question for Afghanistan in the immediate future is: Are there realistic prospects for the new regime to become more inclusive in response to international pressure and rhetoric? [read post]
22 Oct 2022, 3:35 am
Russian President Vladimir Putin is demonstrably setting conditions for Russia to continue a protracted war in Ukraine, not for a negotiated settlement or offramp. [read post]
21 Oct 2022, 1:52 pm
The issue may become moot, as it is possible that the parties will agree not to publish the videotaped depositions as part of a compromise and settlement. [read post]
16 Oct 2022, 11:59 pm
There's nothing wrong with having a set of values, but regulation is more like litigation than like legislation in the sense that if someone has a problem and the problem can be solved, a settlement is preferable--also from a public-interest perspective--over an unnecessary dispute. [read post]
16 Oct 2022, 4:10 pm
On 12 October 2022, a statement was read in settlement of Mincione v RCS Media Group. [read post]
14 Oct 2022, 3:21 pm
So is a podcast interview in which you talk about settlement techniques in personal injury cases. [read post]
10 Oct 2022, 12:24 pm
The settlement value sets a new standard for AG enforcement actions against the company, with General Brnovich noting it is the highest per capita settlement against Google for consumer protection or privacy violations. [read post]
7 Oct 2022, 4:16 am
Ukrainian forces continued to advance on settlements east of Kupyansk and liberated Kisharivka in Kharkiv Oblast. [read post]
5 Oct 2022, 8:00 am
On September 27, the SEC announced a $1.1 billion settlement with the same 11 institutions over charges based on the same alleged behavior. [read post]
4 Oct 2022, 8:51 am
Is TikTok a Good Marketing Channel for Attorneys? [read post]
28 Sep 2022, 12:37 pm
The Commodity Futures Trading Commission announced separate settlements with the firms for related conduct. [read post]
28 Sep 2022, 8:06 am
Separately, the Commodity Futures Trading Commission announced settlements with the firms for related conduct. [read post]
25 Sep 2022, 9:08 pm
A video recording of the lecture can also be accessed at the Penn Program on Regulation’s YouTube channel. [read post]
23 Sep 2022, 6:04 am
Conclusion We are convinced that it is the duty of all Members of the United Nations to exhaust all diplomatic efforts towards the peaceful settlement of disputes. [read post]
