Search for: "U. S. Securities and Exchange Commission"
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11 Apr 2009, 7:48 am
S. [read post]
31 Jan 2024, 12:34 pm
The U.S. restricted selling them to China to prevent their use in China’s military, The FBI,, the Securities and Exchange Commission and a national security panel have opened probes on whether TuSimple was illegally transferring technology to China. [read post]
9 Mar 2010, 7:39 am
The federal government has awarded more than $107 billion in contracts to firms that also enrich themselves by doing business with Iran, according to an in-depth newspaper article that quotes corporate records filed with the Securities Exchange Commission and congressional reports. [read post]
16 Aug 2023, 8:09 am
Some of the more notable exceptions include: Publicly-traded securities, index funds, mutual funds, exchange-traded funds; Certain investments made as a Limited Partner; Committed but uncalled capital investments; and Intracompany transfers of funds. [read post]
22 Aug 2017, 8:30 am
ICYMI: Yesterday, on Lawfare Matthew Kahn posted Military Commissions Chief Prosecutor Brig. [read post]
18 Apr 2022, 3:30 am
Securities and Exchange Commission (SEC) has recognized the need for reform. [read post]
2 Mar 2010, 6:56 pm
In his opinion, Judge Rakoff agreed with the defendants stating: Pursuant to the Securities Exchange Act of 1934 , 15 U. [read post]
2 Nov 2021, 6:18 am
Securities & Exchange Commission and the International Financial Reporting Standards Foundation, a uniform global sustainability reporting framework seems unlikely to emerge in the near-term. [read post]
14 Apr 2023, 11:59 am
He also represents several persons living outside the United States who have filed claims for sanctions violations or for securities violations before The Securities & Exchange Commission (SEC). [read post]
13 Jun 2012, 8:10 am
Sporkin, Chief of the Office of Market Intelligence (OMI) at the Securities and Exchange Commission. [read post]
25 Jan 2010, 5:19 pm
Jos Dumortier http://www.lawfort.be | For further information about DG Enterprise: European Commission - Enterprise and Industry DG, Information and Documentation Centre, BREY 5/150, B - 1049 Brussels, Fax: +32 (0)2 296 99 30, Website http://www.eu.int/comm/dgs/enterprise/index_en.htm). [read post]
12 Jan 2021, 6:08 am
Federal Trade Commission involves the FTC’s authority to seek monetary relief when it uses litigation to enforce its power under Section 5 of the Federal Trade Commission Act to prevent “unfair or deceptive acts … affecting commerce. [read post]
3 Jan 2024, 7:54 am
Securities & Exchange Commission v. [read post]
28 May 2010, 9:52 am
-Russia Bilateral Presidential Commission. [read post]
27 Nov 2014, 12:00 am
[xxxviii] Since Bitcoin has gained so much traction from people investing in bitcoins as capital assets, it seems fitting that the Securities and Exchange Commission (“SEC”) regulate it, as the SEC’s mission is to monitor the capital markets to ensure investors are operating in a fair and efficient marketplace. [read post]
22 May 2023, 9:05 pm
However, the similarities to Europe’s continuous disclosure regime are limited. [read post]
26 Aug 2014, 10:43 pm
He was accused by the Securities and Exchange Commission (SEC) of violating Section 17(a)(2) of the Securities Act of 1933. [read post]
3 Apr 2024, 9:01 pm
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
16 Sep 2014, 8:36 pm
The merger depended upon Securities and Exchange Commission approval of a registration statement on the deal. [read post]
23 Nov 2022, 5:04 pm
The Congressional-Executive Commission on China (CECC), issued today the Commission’s 2022 Annual Report on human rights conditions and rule of law developments in the People’s Republic of China (PRC). [read post]
