Search for: "UBS Group AG"
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20 Jan 2012, 6:34 am
EU: Commission Imposes €8.9 Million Fine In Banana Cartel In October 2011 the Commission found that Chiquita and Pacific Fruit groups breached competition laws by operating a price fixing cartel in Southern Europe. [read post]
23 Dec 2011, 8:57 am
GE Funding is the fifth financial institution to settle with the multistate working group in the ongoing municipal bond derivatives investigation following Bank of America, UBS AG, JP Morgan and Wachovia. [read post]
12 Dec 2011, 8:12 am
Creditors Connection * Nationstar Mortgage * PNC * Residential Finance Corp. * SAXON * Springleaf Finance * TCF Financial Corp. * UBS * U.S. [read post]
9 Dec 2011, 7:55 am
Valtchev had worked for Citigroup since 2005 after stints with Deutsche Bank AG and Barclays Plc (BARC), while Kapoor joined in 2007 after working at UBS AG, Credit Suisse Group AG (CSGN) and Standard & Poor’s. [read post]
1 Dec 2011, 2:22 pm
Creditors Connection * Nationstar Mortgage * PNC * Residential Finance Corp. * SAXON * Springleaf Finance * TCF Financial Corp. * UBS * U.S. [read post]
1 Dec 2011, 1:58 pm
In February 2009 FINRA awarded $406.6 million to STMicroelectronics N.V. in a fight with Credit Suisse Group AG, followed by a $80.8 million award to Kajeet Inc. against UBS AG in August 2010, and a $54.1 million payout to Colorado patent litigator Gerald Hosier and others in April 2011 over a squabble with Citigroup. [read post]
24 Oct 2011, 8:47 am
The other banks among the 11 being investigated by the IRS include HSBC Holdings Plc, Basler Kantonalbank, Wegelin & Co., Zuercher Kantonalbank, Julius Baer Group Ltd., Bank Leumi Le-Israel BM, Bank Hapoalim BM, and Mizrahi-Tefahot Bank Ltd, Liechtensteinische Landesbank AG and an asset manager, NZB AG. [read post]
13 Oct 2011, 6:34 am
Editor’s Note: Robert Giuffra is a partner in Sullivan & Cromwell LLP's Litigation Group. [read post]
12 Oct 2011, 6:10 pm
Over fifty individuals, including clients, bankers, advisors, and attorneys, have been charged in connection with similar allegations against UBS AG, Credit Suisse Group AG, and HSBC Holdings Plc.. [read post]
26 Aug 2011, 7:12 am
EPC members include banks such as Lloyds TSB, Citibank, Barclays, UBS, HSBC Holdings Plc and Deutsche Bank AG. [read post]
27 May 2011, 8:25 pm
In a separate incident, Lucille Jackson of Hillsdale was charged and convicted of filing a false federal tax return that did not include income from a foreign bank account in which she had $750,000 with UBS AG of Switzerland. [read post]
27 Apr 2011, 11:21 am
Credit Suisse Group AG, Bank of America Corporation, J.P. [read post]
10 Apr 2011, 8:45 pm
This means that a situation much like the jurisdictional circumstances that exist in the UBS AG case and the recently announced HSBC Bank USA case will exist. [read post]
20 Mar 2011, 12:44 pm
The EU relates to UBS WMA only and does not include the parent company UBS AG or other UBS group entities. [read post]
10 Feb 2011, 6:15 am
UBS AG (download here), decided late last month in Connecticut District Court. [read post]
12 Jan 2011, 7:48 am
Even UBS AG, whose UBS Securities is the most active foreign underwriter in China, made a net profit in 2009 of only around 109.2 million yuan ($16.5 million), according to publicly available data. [read post]
11 Jan 2011, 8:36 am
For the first time in two years, Switzerland’s UBS AG has begun making markets in derivatives tied to municipal bonds and other securities. [read post]
22 Nov 2010, 9:01 am
”The investigation has touched a number of companies, the Journal said, including: Primary Global Research LLC, Goldman Sachs Group Inc., Broadband Research LLC, First New York Securities LLC, Ziff Brothers, Jana Partners LLC, TPG-Axon Capital Management, Prudential Financial Inc.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges are expected against consultants,… [read post]
19 Nov 2010, 5:01 am
Consider UBS AG’s Return Optimization Securities with Contingent Protection, which was priced in July. [read post]
2 Nov 2010, 7:35 am
She is seeking compensatory and punitive damages under New York City’s Human Rights Law for discrimination based on race, gender, national origin and age. [read post]
