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27 Feb 2023, 6:34 am
They included a lawsuit she filed in January that alleged Alex Mezvinsky, a co-founder of the lending platform Celsius Network LLC, made false and misleading statements about Celsius’s safety to encourage investors to deposit billions of dollars in digital assets onto the platform. [read post]
23 Feb 2023, 9:01 pm
The spoofed orders lured other market participants to trade at prices, quantities, or times that they wouldn’t have otherwise traded. [read post]
22 Feb 2023, 1:07 pm
Disclosure is limited even for the two well-known, publicly traded litigation fund managers, Burford Capital and Omni Bridgeway; it is sparser still—and highly self-selective—for all the private funds involved. [read post]
21 Feb 2023, 7:04 am
To schedule a free and confidential consultation with an experienced lawyer at Zamansky LLC, please call 212-742-1414 or send us your contact information online today. [read post]
19 Feb 2023, 9:01 pm
The SEC’s allegation that they violated Section 10(b) and Rule 10b-5 of the Securities Exchange Act of 1934 requires the tokens traded to be “securities. [read post]
16 Feb 2023, 6:02 am
The Firm failed to detect the mismarked tickets and failed to enforce its written supervisory procedures prohibiting solicitation of inverse or leveraged exchange traded funds. [read post]
14 Feb 2023, 7:02 am
Its shares trade on the NYSE. [read post]
13 Feb 2023, 10:27 am
Since they are not traded on any exchange, Private placement offerings are typically illiquid investments. [read post]
13 Feb 2023, 7:54 am
Sixth, assuming Woodward published copyrighted material without Trump’s authorization, was he permitted to do so, either as a fair use, or by the First Amendment? [read post]
13 Feb 2023, 5:59 am
[xiv] The DOJ’s private equity healthcare antitrust concerns have also been echoed by the Federal Trade Commission (“FTC”). [read post]
9 Feb 2023, 9:05 pm
Melling predicted that the Court will soon hold in 303 Creative LLC v. [read post]
7 Feb 2023, 7:00 am
To schedule a free consultation at Zamansky LLC, call us at 212-742-1414 or tell us how we can reach you online today. [read post]
6 Feb 2023, 12:56 pm
Securities Exchange Act of 1934 (15 U.S.C. [read post]
6 Feb 2023, 11:15 am
LLC, currently pending in U.S. [read post]
2 Feb 2023, 12:29 pm
The White Law Group’s FINRA arbitration attorneys have handled over 700 FINRA arbitration claims involving unauthorized trading, unsuitable investments, fraud, negligence, churning/excessive trading, and improper use of margin. [read post]
2 Feb 2023, 10:55 am
So, in an example, if a broker is recommending, say, a private equity investment or real estate investment, trust REIT, non-traded, nonpublic… an important factor there is that there’s no liquidity; you can’t sell that investment to anybody, you have to hold it. [read post]
1 Feb 2023, 9:05 pm
House of Representatives to ban Chinese-owned social media app TikTok from operating in the United States and widespread attention focused on the crypto industry following the November 2022 implosion of cryptocurrency exchange FTX). [read post]
31 Jan 2023, 5:23 am
Exchange-traded funds have become the most popular avenue, even though U.S. regulators have not yet permitted funds that invest directly in the digital currency, according to Investment News. [read post]
28 Jan 2023, 7:32 am
It has also become a focus of shareholder actions within enterprises, and regulatory programs in the US federal government. [read post]
27 Jan 2023, 5:37 pm
Pursuant to applicable Federal Trade Commission (“FTC”) regulations, social media influencers are required to disclose their advertising relationships, including when they receive benefits in exchange for their endorsement, testimonial, or review. [read post]
