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20 Mar 2015, 6:51 am
” That statement–that it is “unusual for the commissioners to not take staff recommendations”–is not accurate, and to the extent it is, it is much more complicated than the WSJ suggests. [read post]
18 Mar 2015, 3:50 am by Broc Romanek
The Staff clarified that the comments were aimed at Form SD filers only, which makes sense. [read post]
12 Feb 2015, 3:48 am by Broc Romanek
They cited the fact the letter was not considered by staff in developing their original recommendation to the commission nor published on the SEC’s website for the benefit of the general public. [read post]
3 Feb 2015, 3:58 am by Broc Romanek
The request would allow the SEC to hire an additional 431 staff for key priorities, including 225 examination staff, 93 enforcement personnel and 37 positions to enhance market oversight. [read post]
26 Jan 2015, 3:21 am by Broc Romanek
On Friday, Glass Lewis issued a statement about how it will treat proxy access shareholder proposals through this WSJ article. [read post]
21 Jan 2015, 3:44 am by Broc Romanek
Meanwhile, the SEC’s enforcement staff works pretty hard to seek and obtain injunctions against its defendants. [read post]
9 Jan 2015, 3:17 pm by Tom Smith
The potential cost to the employers of providing mandated health insurance to their full-time staff would have been about $7 million a year. [read post]
7 Jan 2015, 11:58 am by Bill Otis
 The picture is in the WSJ story; you can see it by scrolling down the article two or three inches. [read post]
19 Dec 2014, 3:30 am by Broc Romanek
The letter stresses the figures are rough estimates and doesn’t say the number of staff involved. [read post]
10 Dec 2014, 8:55 pm by Kent Scheidegger
The WSJ has this response to the Senate Intelligence Committee report on interrogation, by former CIA Directors George J. [read post]
9 Dec 2014, 2:21 pm by Tom Smith
The Senate Intelligence Committee’s report on Central Intelligence Agency detention and interrogation of terrorists, prepared only by the Democratic majority staff, is a missed opportunity to deliver a serious and balanced study of an important public policy question. [read post]
5 Dec 2014, 7:08 am by Mark Astarita
The releases trumpet a filing, not a finding by a court or judge, written by the SEC Staff who is prosecuting the case, and authorized by the Commission itself, for a case that will be prosecuted by that same attorney, before an administrative law judge who was appointed by the Commission - and whose decision will be appealed to the Commission! [read post]
23 Nov 2014, 9:04 am by Dave Wieneke
Speaking of the aged…Reuters is cutting staff again, and adding to its video products. [read post]
10 Nov 2014, 3:58 am
Please tell Chris that I loved his WSJ article on China corruption. [read post]
7 Nov 2014, 6:00 am by Staci Zaretsky
[WSJ Law Blog] * Sentencing has been delayed for Dzhokar Tsarnaev’s friends during the pendency of the Yates case at SCOTUS. [read post]
7 Oct 2014, 2:22 pm by Tom Smith
Staff at Maruyama Zoo in the northern city of Sapporo spent years trying to get two spotted hyenas to reproduce with zero success only to find that both animals were male. [read post]