Search for: "Working Group on Securities Disclosure Authority"
Results 201 - 220
of 2,567
Sort by Relevance
|
Sort by Date
29 Jun 2023, 12:24 pm
In fact, Canada’s open banking lead had only been appointed for a few months at the time of the study and the open banking working groups who have been meeting regularly for the past year (see our bulletin describing their activities here) were just being formed. [read post]
29 Jun 2023, 4:00 am
They promote the efficient production and distribution of goods and services by securing two essential prerequisites of market economies: security of property rights and enforcement of contracts. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
23 Jun 2023, 2:23 pm
The White Law Group, LLC is a reputable national law firm specializing in securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
23 Jun 2023, 10:52 am
Increasingly, however, threat actors do not work in one threat area alone. [read post]
23 Jun 2023, 4:00 am
The justice did not report the 2008 trip on his annual financial disclosures. [read post]
22 Jun 2023, 8:54 am
How Do Pump and Dump Schemes Work? [read post]
21 Jun 2023, 9:01 pm
Interest groups have also weighed in. [read post]
20 Jun 2023, 6:00 am
(Editor’s note: This is the first article in a joint symposium hosted by Just Security and Articles of War. [read post]
12 Jun 2023, 11:50 am
These investigatory steps all might involve other aspects of the special counsel’s work, including his ongoing investigation into events following the 2020 presidential election. [read post]
9 Jun 2023, 9:44 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
9 Jun 2023, 4:00 am
Justice Thomas Delays Disclosures After Reports of Travel, Property Sale MSN – Ann Marimow and Robert Barnes (Washington Post) | Published: 6/7/2023 Supreme Court Justice Clarence Thomas asked for more time to file annual financial disclosures after criticism that he failed to report luxury travel and real estate deals with a wealthy Republican donor. [read post]
6 Jun 2023, 7:49 am
Broker Investigation: Jeffrey Cohen of Moloney Securities On June 5, 2023, the Financial Industry Regulatory Authority (FINRA) reportedly barred financial advisor Jeffrey Cohen (CRD #2528929) from the securities industry. [read post]
6 Jun 2023, 7:02 am
As Espionage Act cases develop and move toward the center of public view, the American audience should understand how these unusual prosecutions work. [read post]
5 Jun 2023, 1:41 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
2 Jun 2023, 4:00 am
Only limited fundraising and spending records for the group are routinely disclosed. [read post]
27 May 2023, 9:05 pm
Paredes: Disclosure is the centerpiece of securities regulation in the United States. [read post]
26 May 2023, 6:15 am
(Refugees often enter the country using State Department issued transportation letters or boarding foils, which are not technically visas, and asylees are authorized to live and work in the United States by immigration judges or the Department of Homeland Security, not generally through visas). [read post]
26 May 2023, 4:00 am
The drop boxes, intended to provide a secure, convenient place to submit ballots, have become a symbol of mistrust in elections among many supporters of Donald Trump. [read post]
25 May 2023, 9:25 am
Due diligence on VAs and disclosure obligations A Platform Operator is required to conduct due diligence on each VA prior to admission for trading. [read post]
