Search for: "Working Group on Securities Disclosure Authority"
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19 Jul 2023, 9:05 pm
Although not a silver bullet, it is likely to have positive consequences of decreasing GHGs, advancing work to prepare for the worsening physical impacts of climate change, and encouraging climate friendly innovations.[10] The SEC and possibly California are not the only authorities that are expanding their securities and corporate disclosure requirements to encompass more information about climate change. [read post]
17 Jul 2023, 1:45 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
16 Jul 2023, 10:41 pm
WCAB panel decisions are citeable authority, particularly on issues of contemporaneous administrative construction of statutory language. [read post]
13 Jul 2023, 12:06 pm
We’ll talk about the role of DEI practices in the workplace, pushback these efforts may face and how it could all affect diversity where you work. [read post]
10 Jul 2023, 8:26 am
Kovalsky co-authored, “Emerging ‘Securities’ Litigation in Cryptocurrency. [read post]
7 Jul 2023, 1:24 pm
” Several of the customer complaints allege that Dunn purchased securities in their accounts without authorization. [read post]
7 Jul 2023, 7:00 am
Other groups in the region, like Derechos Digitales, have raised points of attention. [read post]
7 Jul 2023, 4:00 am
Despite the legal requirement for disclosure, little in state law precludes legislators from pushing bills tied to their economic interests. [read post]
5 Jul 2023, 12:42 pm
House Bill 611 criminalizes this behavior by creating the criminal offense of “unlawful disclosure of residence address or telephone number. [read post]
29 Jun 2023, 4:00 am
They promote the efficient production and distribution of goods and services by securing two essential prerequisites of market economies: security of property rights and enforcement of contracts. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
23 Jun 2023, 2:23 pm
The White Law Group, LLC is a reputable national law firm specializing in securities fraud, securities arbitration, investor protection, and securities regulation/compliance. [read post]
23 Jun 2023, 4:00 am
The justice did not report the 2008 trip on his annual financial disclosures. [read post]
22 Jun 2023, 8:54 am
How Do Pump and Dump Schemes Work? [read post]
21 Jun 2023, 9:01 pm
Interest groups have also weighed in. [read post]
20 Jun 2023, 6:00 am
(Editor’s note: This is the first article in a joint symposium hosted by Just Security and Articles of War. [read post]
12 Jun 2023, 11:50 am
These investigatory steps all might involve other aspects of the special counsel’s work, including his ongoing investigation into events following the 2020 presidential election. [read post]
9 Jun 2023, 9:44 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
9 Jun 2023, 4:00 am
Justice Thomas Delays Disclosures After Reports of Travel, Property Sale MSN – Ann Marimow and Robert Barnes (Washington Post) | Published: 6/7/2023 Supreme Court Justice Clarence Thomas asked for more time to file annual financial disclosures after criticism that he failed to report luxury travel and real estate deals with a wealthy Republican donor. [read post]
6 Jun 2023, 7:49 am
Broker Investigation: Jeffrey Cohen of Moloney Securities On June 5, 2023, the Financial Industry Regulatory Authority (FINRA) reportedly barred financial advisor Jeffrey Cohen (CRD #2528929) from the securities industry. [read post]
