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9 May 2011, 7:32 pm
The Senators noted that the rules adopted under the Dodd-Frank Act will have a long-term effect on economic growth; and affect how consumers and businesses obtain credit, allocate capital, and manage risk. [read post]
20 Feb 2013, 9:00 am
As we’ve previously discussed in a number of posts, the Dodd-Frank Act of 2010 created a bounty program to reward whistleblowers who report useful information to the Securities & Exchange Commission (SEC), and also instituted new legal protections for whistleblowers. [read post]
22 Nov 2010, 7:24 am
The Federalist Society's Financial Services Practice Group hosted this panel discussion on "The Constitutionality of the Dodd-Frank Financial Services Reform Act" at the 2010 National Lawyers Convention on Friday, November 19, 2010. [read post]
8 Dec 2011, 12:09 pm
In Franks v. [read post]
3 Sep 2006, 10:01 am
The Seventh Circuit held that it follows the First Circuit and adopts the "clearly erroneous" standard of review for alleged Franks violations and not de novo review under Ornelas. [read post]
17 Aug 2010, 10:49 am
Thus, end users that execute swaps through an affiliate should not be deemed to be swap dealers under Dodd-Frank just because they hedge their risks through affiliates. [read post]
6 Sep 2016, 8:57 am
We previously reported that on June 9, 2015, six federal agencies (“Agencies”) subject to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Act”) issued much-anticipated joint final standards (“Final Standards”) in accordance with Section 342 of the Act for assessing the diversity policies and practices of the entities that they regulate (“Covered Entities”). [read post]
7 Jul 2010, 7:42 am
FRANK TIPLER: Writing for PJM Helped Make Me Enemy of the State #38. [read post]
4 Sep 2011, 3:03 pm
FRANK TIPLER TO NEAL GABLER: I gotcher “big ideas” right here. [read post]
4 Oct 2013, 5:25 pm
Frank does everything he can to convince her to honor the relationship Frank has established with the child, but she responds that the child has a mother and a father and they don't need Frank any more. [read post]
14 Mar 2011, 9:40 am
The MFA reasoned that reading the bill to require public reporting of individual short positions would render meaningless a FOIA exemption since there would be no reason to provide a FOIA exemption for publicly available information.House Financial Services Committee Chairman Barney Frank included a modified version of the Hoyer language in his manager’s amendment to H.R. 4173, the House version of Dodd-Frank. [read post]
7 Mar 2011, 6:56 pm
-registered affiliate, where the affiliate is responsible for Dodd-Frank compliance with respect to those customers. [read post]
27 May 2018, 7:06 am
Frank’s Mesothelioma Story December 7, 2011, the day Frank Curre passed away from mesothelioma, was the same day he survived the Pearl Harbor attack 70 years earlier. [read post]
30 Jul 2014, 3:29 pm
Dodd-Frank posits the Bankruptcy Code as the first alternative for resolving a failed financial firm. [read post]
19 Dec 2014, 4:20 pm
Fixes unintended consequence of Dodd-Frank Act by exempting from SEC registration advisers to both small business investment companies and venture capital funds. [read post]
15 May 2018, 6:36 pm
Columbia Law School professor Katherine Franke, a prominent supporter of the Boycott, Divestment, and Sanctions movement against Israel, was recently denied entry into Israel, pursuant to legislation excluding supporters of boycotting Israel from the country. [read post]
10 May 2011, 3:26 pm
If you have lost money investing with Michael Franks, LLC, Michael Morawski, or Frank Constant you may be eligible for an immediate theft loss tax deduction. [read post]
17 Nov 2015, 12:00 am
Securities and Exchange Commission (SEC) has released its 2015 annual report to Congress on the Dodd-Frank Whistleblower Program. [read post]
8 Oct 2013, 7:36 pm
In remarks at the Economic Club of New York, he noted that, while Dodd-Frank did create the Financial Stability Oversight Council as a mechanism to coordinate regulation, the regulatory landscape was essentially left intact by the reform legislation.The result is that the U.S. is left with six very distinct federal financial regulators, he said, each with their own mandate, their own institutional loyalties and Congressional support networks, along with a cadre of lobbyists equipped… [read post]
13 Jul 2013, 10:46 pm
Dodd-Frank legislative history indicates an exemption for non-financial end-users based on the low risks they pose to the financial system. [read post]
