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19 Aug 2008, 12:15 pm
At the beginning of this financial crisis, there were six, Goldman Sachs, Merrill Lynch, Credit Suisse First Boston, Bear Stearns, Morgan Stanley, and Lehman Brothers. [read post]
15 Apr 2011, 6:55 am
Other firms under investigation by the SEC include Citigroup, Morgan Stanley, Merrill Lynch—now part of Bank of America Corp. [read post]
3 Sep 2008, 10:15 pm
It is expected that both regulators are demanding that Bank of America agree to a settlement similar to those previously agreed to by Merrill Lynch, UBS, Goldman Sachs, JP Morgan, Wachovia, Morgan Stanley, Deutsche Bank and Citigroup. [read post]
12 Aug 2008, 7:27 pm
Moreover, the state task force has identified Morgan Stanley, JP Morgan Chase and Wachovia Securities as current targets of its investigation. [read post]
21 Dec 2011, 12:55 am
At any rate, here's how big you have to be to be a Global Systemically Important Financial Institution: Bank of America, Bank of China, Bank of New York Mellon, Banque Populaire CdE, Barclays, BNP Paribas, Citigroup, Commerzbank, Credit Suisse, Deutsche Bank, Dexia, Goldman Sachs Group, Crédit Agricole, HSBC, ING Bank, JP Morgan Chase, Lloyds Banking Group, Mitsubishi UFJ FG, Mizuho FG, Morgan Stanley, Nordea, Royal Bank of Scotland, Santander,… [read post]
26 Mar 2008, 9:43 am
The largest job cuts have taken place at Citigroup, Lehman Brothers, Bank of America, Morgan Stanley, and Merrill Lynch. [read post]
31 Mar 2008, 1:33 pm
In an attempt to give Bear some company in the outer boroughs, the Times describes Lehman Brothers Inc. as another "scrappy" firm, in contrast to those white-shoe types at, say, Morgan Stanley. [read post]
13 Jun 2012, 7:27 am
Morgan Chase. [read post]
24 Apr 2024, 6:30 am
Morgan Stanley, 776 F.3d 94, 101 (2d Cir. 2015). [read post]
12 Apr 2019, 8:28 am
Morgan Stanley Delaney, Glen Newbridge Securities Corp Craig Scott Capital, LLC Flaningan, Joel NYLife Securities LLC Synergy Investment Services, LLC Hovermale, Jeffrey Sovereign Legacy Securities, Inc Family Income Planning, Inc Marnelego, Christopher First Standard Financial Company LLC Merriman Capital, Inc Ness, Valerie O’Neal, Tristan Northwestern Mutual… [read post]
12 Apr 2019, 8:22 am
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Grossman, Robert David Lerner Associates, Inc National Planning Corporation Jacobowitz, Oded Securities America, Inc JP Morgan Securities LLC James, Garland Garden State Securities, Inc Global… [read post]
1 May 2009, 8:00 am
Morgan Stanley 34. [read post]
21 Jun 2010, 11:36 am
This financial crisis left only two large free standing investment banks in place (Goldman and Morgan Stanley, although both have converted to commercial banks). [read post]
29 May 2007, 4:49 pm
Prior to becoming the insurance commish, Dinallo spent four years in private practice, working as a lawyer at at Morgan Stanley and as GC of insurance broker Willis Group. [read post]
16 Jun 2008, 2:52 pm
Importantly, Accountancyage.com reports that each of the Big Four firms, Deloitte and Touche, Ernst and Young, KPMG and PwC are adding £100,000 to fund this organization.Other contributors include Dresdner Kleinwort, Goldman Sachs, JP Morgan, Merrill Lynch, Morgan Stanley and UBS; banks such as Barclays, HSBC Citigroup and Standard Chartered; and insurers Prudential and Aviva each contributing £100,000 per year for the first three years.The ICFR has chosen… [read post]
23 May 2012, 11:42 am
Underwriting analysts from Morgan Stanley, JP Morgan, and Goldman Sachs lowered their estimates for the value of the stock during the IPO meetings that took place throughout the month of May. [read post]
6 Nov 2012, 2:08 am
India’s evolution as an emerging marketIf we go back in time to early 2000, companies providing IB services in India were either operating by way of joint ventures between an Indian affiliate and a global financial institution (e.g.. joint venture between Kotak Mahindra and Goldman Sachs, Morgan Stanley and the JM Group, Merrill Lynch and the DSP Group) or were global financial conglomerates like Citigroup, JP Morgan, etc., which had wholly owned subsidiaries in… [read post]
18 Nov 2009, 1:45 pm
Since 2008, state securities regulators have secured deals with banks including Citigroup, Merrill Lynch, Goldman Sachs, Deutsche Bank, Wachovia, JP Morgan, Morgan Stanley, UBS and TD Ameritrade. [read post]
15 Jun 2009, 2:37 am
But there was no tracking or reporting provisions and in the end, very little of the repatriated money was used to create jobs.Instead many firms used the money to pay dividents, buy back stock, for mergers and aquisitions, and executive compensation.By the way, the list of companies repatriating earnings abroad at cut-rate tax liability, include the large job-creating, bailed-out Morgan Stanley, Citigroup, and JP Morgan Chase, Merrill Lynch.H/T TaxProf Blog [read post]
15 Oct 2008, 9:35 pm
Goldman's competitors, Bank of America, Citigroup, Morgan Stanley, and JP Morgan Chase are banks that have a national charter, which allows banks to open branches in different states without needing to apply for separate charters in each state. [read post]
