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15 Feb 2011, 2:20 pm by Francis G.X. Pileggi
The Wall Street Journal's Law Blog provides a short overview of the case here. [read post]
15 Feb 2011, 12:53 pm by Mandelman
She also previously chaired the state’s Consumer Financial Products Agency Task Force, was a member of the State Liaison Committee for the Federal Financial Institutions Examination Council, served as the Banking Counsel for the U.S. [read post]
11 Feb 2011, 7:51 am by Peter Rost
"MAY 27, 2009The Wall Street JournalDrug CEOs Switch Tactics on Reform Pharmaceutical Companies Join Health-Care Overhaul, Hoping to Influence Where Costs Are CutBy JONATHAN D. [read post]
8 Feb 2011, 7:46 am by Kara OBrien
With Corporate America adjusting to the post-SOX disclosure paradigm, other larger problems slowly percolated to the surface, culminating in the ‘failure’ of Wall Street in September 2008. [read post]
7 Feb 2011, 7:38 pm
According to the Financial Crisis Inquiry Commission, the 2008 financial crisis could have been avoided, but, instead it was caused by Wall Street’s thoughtless risk-taking, corporate mismanagement, and government regulation-related failures. [read post]
7 Feb 2011, 10:59 am
On January 25, 2011, the SEC proposed new amendments to conform the definition of “accredited investor” under Rule 215 of the Securities Act of 1933 and Rule 501 of Regulation D to requirements imposed by Congress under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). [read post]
5 Feb 2011, 1:51 pm by Frank Pasquale
There has been a series of hacking attacks on financial infrastructure, including Nasdaq. [read post]
4 Feb 2011, 5:00 am by Doug Cornelius
” Smarsh is conducting a survey on the attitudes and opinions of compliance professionals in the financial services industries regarding the oversight of electronic communications (such as email, instant messaging, social media, etc.) at www.smarsh.com/compliancesurvey Barney Frank will Seek Reelection Frank identified as his top two issues defending the Wall Street Reform and Consumer Protection Act, which he called “under attack by those who oppose… [read post]
3 Feb 2011, 3:21 pm by James Hamilton
The acclaimed plan to bring in Wall Street trading experts with the sophistication to understand and appropriately respond to today’s complex trading and markets, including the new technologies and strategies that may have had a role in the flash crash, cannot achieve its promise without fundingThis is not about funding Dodd-Frank, said the former officials, but is instead about maintaining at acceptable levels the core activities that have been at the heart of the… [read post]
3 Feb 2011, 12:42 pm by Frank Pasquale
(As one commenter colorfully put it, "put down the donuts and Gambino flow charts and go after Wall Street! [read post]
2 Feb 2011, 5:59 pm by Frank Pasquale
I began looking at financial markets after years of teaching and researching healthcare finance and regulation, because I began to feel that the ways of Wall Street were a kind of physics or chemistry that set fundamental limits on whatever ecology of healthcare finance we learned about. [read post]
2 Feb 2011, 9:30 am by admin
  As revealed in this November 26 The Wall Street Journal article, the reverse of that symbiosis also applies:   A Home-Price Puzzle in Spain Some Question Accuracy of Government Data on Property Values; Further to Fall? [read post]
31 Jan 2011, 12:05 pm by Kara OBrien
Enacted on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) comprehensively reforms and restructures the U.S. financial regulatory system. [read post]
29 Jan 2011, 1:00 am by wswendson
On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act, which permanently raises the current standard maximum deposit insurance amount to $250,000. [read post]
28 Jan 2011, 9:58 am by Courtney Minick
In an editorial in the Wall Street Journal, he described it as thus: “This order requires that federal agencies ensure that regulations protect our safety, health and environment while promoting economic growth. [read post]
28 Jan 2011, 9:58 am by Courtney Minick
In an editorial in the Wall Street Journal, he described it as thus: “This order requires that federal agencies ensure that regulations protect our safety, health and environment while promoting economic growth. [read post]
28 Jan 2011, 12:28 am by Kevin LaCroix
  The Financial Crisis Inquiry Commission Report: On January 27, 2011, the Financial Crisis Inquiry Commission released its report, concluding that the 2008 Financial Crisis was an avoidable disaster caused by both private and public sector failings, including corporate mismanagement and excessive risk-taking on Wall Street and widespread failures in government regulation designed to preserve the safety and soundness of our… [read post]
27 Jan 2011, 3:14 pm by Steve Bainbridge
The problems of Wall Street and Main Street are quite different and may require quite different solutions. [read post]
27 Jan 2011, 12:47 pm by Ruth Levor
The Commission concluded that the crisis was avoidable and was caused by: Widespread failures in financial regulation, including the Federal Reserve’s failure to stem the tide of toxic mortgages; Dramatic breakdowns in corporate governance including too many financial firms acting recklessly and taking on too much risk; An explosive mix of excessive borrowing and risk by households and Wall Street that put the financial system on a… [read post]