Search for: "In Re Securities and Exchange Commission"
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23 Oct 2017, 4:22 pm
For example, the Securities and Exchange Commission and the New York Department of Financial Services have both announced their intentions to hold directors and officers to a responsible standard when it comes to preventing and responding to cybersecurity incidents. [read post]
13 Jul 2009, 6:45 am
NO CTM application: Danjaq v OHIM (Las Vegas Trademark Attorney) ‘Customs: Commission publishes 2008 statistics of Customs actions to enforce intellectual property rights at the EU’s external border’ - EU IPR border detentions up (IPKat) Draft Rules of Procedure for a Unified Patent Litigation (BLOG@IP::JUR) Fröhlinger review: MARQUES and other organisations send joint letter (Class 46) Disputed balsamic vinegar among latest GI names to secure… [read post]
1 Apr 2022, 7:03 am
So, the Securities and Exchange Commission has as a result of and in the wake of the financial crisis adopted a whistleblower reward program. [read post]
31 Aug 2018, 9:14 am
They’re not kids. [read post]
22 Apr 2021, 10:03 pm
Securities and Exchange Commission (SEC) Chair Gary Gensler to serve a five-year term. [read post]
18 Jul 2024, 9:05 pm
Pritzker Professor of Business Law at the University of Chicago Law School, criticized a Securities and Exchange Commission (SEC) rule that addresses greenwashing, or the use of misleading names to give the appearance of a socially responsible mutual fund. [read post]
4 May 2012, 10:21 am
I’m not sure you’re characterizing the government’s argument correctly, Sentelle suggests. [read post]
18 Feb 2021, 9:05 pm
FLASHBACK FRIDAY In an essay in The Regulatory Review, Elizabeth Golberg, former director at the European Commission, argued that the European Commission’s “one [read post]
22 Jul 2024, 5:32 am
Speaking of Rand… From the 1930s through 2010, the Securities and Exchange Commission (SEC) would seek civil penalties in federal court. [read post]
16 Jun 2022, 12:22 pm
In a panel aptly entitled, “Wall Street Suits Meet Hoodies,” Ryan VanGrack, a former advisor at the Securities and Exchange Commission (SEC), opened with a comment about how he felt uncomfortably informal in his crisp button-down shirt, slacks, and pristine gray sneakers. [read post]
20 May 2009, 7:36 am
" In re NYSE Specialists Securities Litigation, 503 F.3d 89 (2007): In this case, the Second Circuit considered a lawsuit brought against, inter alia, the New York Stock Exchange, alleging that the NYSE had failed to adequately police the seven firms through which stock trades are funneled. [read post]
17 Mar 2010, 12:49 am
(More details can be found in my Open Letter to the Securities and Exchange Commission here). [read post]
26 Jun 2011, 7:10 am
Ironically, if you’re in the United States, then you’re likely familiar with the case the Winklevosses rely on, Anderson v. [read post]
22 Dec 2020, 9:43 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
27 Feb 2008, 10:00 am
[19] In this way, the Court re-framed the petitioners' claims in terms of aiding and abetting, and not as primary action on the part of the respondents, and affirmed their dismissal as congruent with the decision in Central Bank. [20] In addition to relying on Central Bank, the Court supported its decision with numerous policy arguments. [read post]
Main Street, gadflies, and corporate democracy: a first look at comments on the SEC’s proxy proposal
5 Feb 2020, 6:45 am
Currently, only a few proxy advisers register with the Commission and they typically do so as pension consultants under the Adviser Act’s rules. [read post]
12 Jul 2021, 6:30 am
SEC, which briefly appears in chapter 8 of Phantoms---a case in which the Court held that the Appointments Clause applied to the hiring of Securities and Exchange Commission Administrative Law Judges. [read post]
30 Apr 2015, 10:08 am
National Security Agency spy on the French presidential palace, foreign ministry officials, and members of the European Commission, according to a source from inside the BND. [read post]
20 Dec 2009, 6:09 pm
Samueli with lying to the Securities and Exchange Commission in its investigation of whether Broadcom misstated its earnings by improperly accounting for executive stock options. [read post]
10 Aug 2023, 9:05 pm
Commission Chair Charlotte A. [read post]
