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4 Jun 2020, 7:57 am by Renae Lloyd
Investors can buy shares in a BDC, and the money from their investments is used to fund the businesses. [read post]
9 Sep 2019, 6:37 am by Staff Attorney
  From May 2007 to March 2012, Upchurch was registered with Brookstone Securities, Inc. [read post]
7 Nov 2012, 2:47 pm by Joel Zand
Each of the following four U.S. patents are related to patent Application No. 09/504,783, an ancestor application for every patent-in-suit : Patent No. 6,502,135 – Agile network protocol for secure communications with assured system availability 7,418,504 – Agile network protocol for secure communications using secure domain names 7,921,211 – Agile network protocol for secure communications using secure domain names… [read post]
7 Jun 2010, 2:54 pm by Brendon Tavelli
The law prohibiting requiring an individual to use his Social Security number to access a Web site absent some additional authentication mechanism is not directed at subsequent requests for information once a user enters the Web site. [read post]
11 May 2009, 9:24 am
The Securities and Exchange Commission has charged attorneys for fraudulent legal opinions used by promoters in Pump-and-Dump scheme: The SEC alleges that attorneys Albert Rasch, Jr. and Kathleen Novinger together with Sandra Masino and her company 144 Opinions, Inc. drafted and executed at least 24 legal opinion letters that fraudulently induced the removal of restrictive legends on unregistered shares of Mobile Ready Entertainment Corp. [read post]
21 Aug 2023, 2:32 am by centerforartlaw
Consequently, the court arrived at an unequivocal conclusion that the defendants’ use of the BAYC marks for th [read post]
14 Aug 2009, 8:34 am
The Bankruptcy Estate of Terra Securities ASA and seven Norwegian municipalities have filed a securities fraud action against Citigroup Global Markets, Inc. and related entities, as reported in the Wall Street Journal and news wires. [read post]
22 Oct 2020, 7:20 am by John Jascob
"Issuers seeking to use the public markets to capitalize their businesses may not evade the registration requirements of the federal securities laws," Littman said.The case is No. 19-cv-5244. [read post]
13 Apr 2015, 6:12 am by Mark Astarita
“By requiring its employees and former employees to sign confidentiality agreements imposing pre-notification requirements before contacting the SEC, KBR potentially discouraged employees from reporting securities violations to us,” said Andrew J. [read post]
4 Aug 2011, 1:09 pm by WIMS
[#Energy/OilGas]Waste Information & Management Services, Inc. [read post]
19 Apr 2016, 7:43 am by Gene Quinn
Eli Lilly is joined in this brief by Eisai Inc., Upsher-Smith Laboratories, Inc., Pfizer Inc., and Etiometry, Inc. [read post]