Search for: "In Re Securities and Exchange Commission"
Results 2221 - 2240
of 2,834
Sort by Relevance
|
Sort by Date
24 Mar 2011, 2:54 pm
Last month, Stanford sued Justice Department officials as well as Federal Bureau of Investigation and Security and Exchange Commission agents last month for allegedly violating his Fourth, Fifth, Sixth and Eighth Amendment rights. [read post]
18 Mar 2011, 3:18 pm
In exchange for the payments, the Securities and Exchange Commission said, IBM received contracts for computer gear. [read post]
18 Mar 2011, 3:21 am
Section 13(o) said that "[f]or purposes of this section and section 16, a person shall be deemed to acquire beneficial ownership of an equity security based on the purchase or sale of a security-based swap, only to the extent that the Commission, by rule, determines after consultation with the prudential regulators and the Secretary of the Treasury, that the purchase or sale of the security-based swap, or class of security-based swap, provides… [read post]
17 Mar 2011, 3:40 pm
” The company also provided the information in a document filed with the Securities and Exchange Commission on Thursday, which includes a list of recommendations for customers who might be affected. [read post]
13 Mar 2011, 4:24 pm
” But it is time for the courts to do a little “re-balancing. [read post]
11 Mar 2011, 5:00 am
Securities and Exchange Commission is about 400 employees short of what it needs to manage its current workload, according to a consultant’s four- month internal review mandated by the Dodd-Frank Act. [read post]
11 Mar 2011, 5:00 am
Securities and Exchange Commission is about 400 employees short of what it needs to manage its current workload, according to a consultant’s four- month internal review mandated by the Dodd-Frank Act. [read post]
9 Mar 2011, 5:37 am
In his Bringing Rights back home: making human rights compatible with parliamentary democracy in the UK (Policy Exchange, 2011) the political scientist Dr. [read post]
9 Mar 2011, 12:22 am
In his Bringing Rights back home: making human rights compatible with parliamentary democracy in the UK (Policy Exchange, 2011) the political scientist Dr. [read post]
8 Mar 2011, 1:59 pm
In doing so, the Securities and Exchange Commission (the “SEC”) sought to strike the proper balance among competing investor interests, with full consideration of appropriate lessons learned from recent spectacular failings concerning adviser reporting to investors. [read post]
8 Mar 2011, 8:12 am
Here is an excerpt from the article: Many companies have come to doubt the value of cooperating with the Securities and Exchange Commission by self-reporting possible violations of the securities laws. [read post]
7 Mar 2011, 12:17 pm
As the Securities andamp; Exchange Commission former enforcement chief, William R. [read post]
4 Mar 2011, 9:11 am
If any other paid petitions are re-distributed for this conference, we will add them below as soon as their re-distribution is noted on the docket. [read post]
4 Mar 2011, 7:04 am
(In re Cyphermint, Inc.) [read post]
2 Mar 2011, 7:31 am
According to its annual filing with the Securities and Exchange Commission, Finley was the fourth-highest paid executive at the company last year. [read post]
28 Feb 2011, 4:19 pm
Significantly, the proposed protocol was based on the “format demands routinely made by two government entities-the Securities and Exchange Commission and the Department of Justice Criminal Division” (invoking the old “good for the goose” argument). [read post]
28 Feb 2011, 8:16 am
Mozilo, one can assume that its case would have been similar to the civil case brought earlier by the Securities and Exchange Commission. [read post]
28 Feb 2011, 2:09 am
[Emphasis added.]When did the Securities and Exchange Commission start investigating Green Mountain Coffee? [read post]
24 Feb 2011, 6:41 am
Specifically, they’re pulling the plug on the Supplemental Executive Medical Plan, the latest version of which is found as an exhibit to the 10-K that Gannett filed yesterday with the Securities and Exchange Commission. [read post]
22 Feb 2011, 10:30 am
And settlements between the Securities and Exchange Commission and Countrywide executives, including former chief Angelo Mozilo, have added another $48.1 million to the pot. [read post]
