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26 May 2011, 8:00 am by J Robert Brown Jr.
See Exchange Act Release No. 53382 n. 64 (Feb. 27, 2006) (“In addition, pursuant to the Operating Agreement of New York Stock Exchange LLC, NYSE Group may not transfer or assign its interest in New York Stock Exchange LLC, in whole or part, to any entity, unless such transfer or assignment is filed with and approved by the Commission under Section 19 of the Act. [read post]
26 May 2011, 6:05 am by Ashby Jones
Wednesday, Strauss-Kahn, walked out of 71 Broadway, just steps from the New York Stock Exchange, with security escorts to his sides. [read post]
25 May 2011, 9:00 pm
The more typical way in which U.S. firms have shielded their foreign profits from our worldwide system has been by being purchased by a foreign firm, as in InBev's purchase of Anheuser-Busch or the pending purchase of the New York Stock Exchange by the German company Deutsche Börse AG. [read post]
25 May 2011, 5:00 am by J Robert Brown Jr.
  Exchange Act Release No. 53382 (Feb. 27, 2006) ("New York Stock Exchange LLC will retain ultimate responsibility for such delegated responsibilities and functions, and any actions taken pursuant to delegated authority will remain subject to review, approval, or rejection by the board of directors of New York Stock Exchange LLC in accordance with procedures established by that board of directors (provided… [read post]
24 May 2011, 7:51 am by Brad Wendel
I suspect this is not going to be most people's reaction to the article in today's New York Times, about law firms creating a "career associate track. [read post]
24 May 2011, 5:00 am by J Robert Brown Jr.
  See Exchange Act Release No. 53382 n. 64 (Feb. 27, 2006) (“The SIA and TBMA recommend that the NYSE be required to create greater structural separation by reducing or eliminating NYSE Group representation on the New York Stock Exchange LLC and NYSE Regulation boards and by permitting direct member representation on those boards. [read post]
23 May 2011, 6:28 pm by Sam E. Antar
 New York City has ten times more cops than the SEC has employees and twice as many cops than Special Agents employed by the FBI. [read post]
23 May 2011, 5:38 pm by Law.com
Shares of LinkedIn more than doubled in price after launching on the New York Stock Exchange, giving the company a market cap close to $10 billion. [read post]
23 May 2011, 9:56 am
Tech Crunch reports that shares of career-orientated social networking site LinkedIn (trading under the symbol LNKD) began trading on the New York Stock Exchange on Thursday, May 19, and skyrocketed by 140 percent from its debuting cost of $83 per share, to a high of $122, to close at $93.86 per share. [read post]
23 May 2011, 7:57 am by Kara OBrien
  The DPA was with Luxembourg-based Tenaris S.A., a global steel pipe manufacturer and supplier for the energy industry, to resolve alleged violations of the Foreign Corrupt Practices Act (“FCPA”).[1] Tenaris, founded in Argentina, is a foreign private issuer with American Depository Shares (“ADSs”) listed on the New York Stock Exchange. [read post]
23 May 2011, 5:00 am by J Robert Brown Jr.
  does not believe that the undertaking by the NYSE that there will be an explicit agreement among NYSE Group, New York Stock Exchange LLC, NYSE Market, and NYSE Regulation to provide adequate funding for NYSE Regulation is sufficient. [read post]
20 May 2011, 12:34 pm by Jonathan Zasloff
 Tata Motors itself is listed on the New York Stock Exchange. [read post]
20 May 2011, 5:00 am by J Robert Brown Jr.
  See Exchange Act Release No. 53382 (Feb. 27, 2006) (“Each member of the NYSE Group board of directors, other than the chief executive officer, must be independent from (i) NYSE Group and its subsidiaries, (ii) any member or member organization of New York Stock Exchange LLC or the Pacific Exchange, and (iii) any company whose securities are listed on New York Stock Exchange LLC or the Pacific… [read post]
20 May 2011, 4:44 am by Broc Romanek
Tenaris, a manufacturer of steel pipe products, is incorporated in Luxemburg and has American Depository Receipts listed on the New York Stock Exchange. [read post]
19 May 2011, 5:52 am by The LBN Team
Nasdaq and Intercontinental Exchange this week  withdrew their joint $11 billion bid for the parent of the New York Stock Exchange after the U.S. [read post]
19 May 2011, 5:00 am by J Robert Brown Jr.
Thus, New York Stock Exchange LLC will not be able to review any disciplinary action taken by NYSE Regulation. [read post]
19 May 2011, 3:14 am by SHG
The walk, during which Strauss-Kahn was escorted by NYPD detectives, took place prior to his arraignment the following day for the alleged sexual assault and attempted rape of a maid at the Hotel Sofitel in New York. [read post]
17 May 2011, 6:35 am by Ashby Jones
During jury selection Monday in the case involving Zvi Goffer, a former Galleon trader charged along with two others in a separate insider-trading scheme, New York federal judge Richard Sullivan in Manhattan told some potential jurors that they should expect to hear secretly recorded telephone calls between Goffer and Rajaratnam. [read post]
16 May 2011, 10:08 am
Lessons of Galleon case go wider than stocks By Aline van Duyn in New York Published: May 13 2011 20:10 | Last updated: May 13 2011 20:10 The seizure of 105 tonnes of marijuana in a Mexican warehouse last year made for dramatic pictures. [read post]
16 May 2011, 9:47 am
He's also suing New York financier Vassilis Morfopoulos, who transferred the foundation's money to Gilliams. [read post]