Search for: "Securities Investor Protection Corporation"
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30 Mar 2017, 12:43 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
30 Mar 2017, 9:44 am
• Canadian Government promotes these for extractive sector: • International Finance Corporation Performance Standards on Social & Environmental Sustainability for extractive projects with potentially adverse social or environmental impacts; • The Voluntary Principles on Security and Human Rights for projects involving private or public security forces; and • The Global Reporting Initiative (GRI) The government will work with the GRI and stakeholders… [read post]
29 Mar 2017, 5:09 am
You realized there was an opportunity, helped along by federal securities laws in the Seventies, to process and package data on investors and their performance, and that selling that data would be easier than making investments yourself. [read post]
24 Mar 2017, 8:46 am
The trigger was the aggregation of people and capital represented by the corporation. [read post]
24 Mar 2017, 6:00 am
In addition, the SEC ALJs, indeed all ALJs, are subject to multiple for-cause removal protections. [read post]
23 Mar 2017, 1:59 pm
These usually were meant to protect sensitive industries, but could also be used to protect national development schemes. [read post]
23 Mar 2017, 7:52 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
22 Mar 2017, 9:58 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Mar 2017, 9:00 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Mar 2017, 7:32 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
17 Mar 2017, 6:00 am
Solomon and Elizabeth (Lisa) Vicens, Cleary Gottlieb Steen & Hamilton LLP, on Monday, March 13, 2017 Tags: SEC, SEC enforcement, SEC investigations, Securities enforcement, Securities regulation Defusing the Antitrust Threat to Institutional Investor Involvement in Corporate Governance Posted by Edward B. [read post]
16 Mar 2017, 5:00 pm
A recent law firm paper contends that “contrary to popular belief, development stage biotech companies actually have less to fear from federal securities cases that do many other types of corporate defendants that have a far easier time securing insurance coverage. [read post]
16 Mar 2017, 3:00 am
Digital Realty – which held held that employees who report securities law violations internally, but not to the SEC, are still protected as “whistleblowers” under Dodd-Frank. [read post]
16 Mar 2017, 2:41 am
If the fund will have U.S. tax exempt investors, the domestic structure should be sufficient if the fund does not utilize leverage. [read post]
15 Mar 2017, 7:00 am
KISS – The Keep It Simple Security (KISS) is a simple investment document designed to offer the flexibility of the SAFE, while also incorporating certain investor protections that are seen in convertible notes. [read post]
13 Mar 2017, 8:41 pm
The result is a model grounded in central planning and all economic agents are subsumed within this planning, including foreign investors. [read post]
13 Mar 2017, 7:36 am
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Mar 2017, 6:09 am
Securities and Exchange Commission, on Friday, March 3, 2017 Tags: Capital formation, Crowdfunding, Equity offerings, FINRA, Investor protection, JOBS Act, Retail investors, SEC, Securities regulation, Small firms, Tech companies Alternatives to Quantitative Metrics in Performance Share Plans Posted by Lane T. [read post]
8 Mar 2017, 9:54 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
6 Mar 2017, 4:26 pm
Just weeks after the Supreme Court issued its decision in Morrison, Congress passed the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), which included a provision (Section 929P) stating that federal courts shall have jurisdiction of an action or proceeding brought or instituted by the SEC or DOJ alleging a violation of the antifraud provisions of the Exchange Act involving “(1) conduct within the United States that constitutes… [read post]
