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6 Sep 2012, 4:57 am by Broc Romanek
Mailed: July- August Issue of "The Corporate Counsel" We just mailed the July- August Issue of The Corporate Counsel, and it includes pieces on: - Dodd-Frank Marches On: SEC Adopts Compensation Committee/Adviser Independence Rules - Compensation Adviser Conflict of Interest Questionnaire - Whose EDGAR Filing Is It, Anyway? [read post]
12 Feb 2007, 2:35 pm
Warner Music CEO Edgar Bronfman rejects Apple CEO Steve Jobs' suggestion that the major music label companies should abandon digital tunes copy protection. [read post]
28 Jun 2012, 11:40 pm by Stan
Consider Edgar Snow, an American journalist who reported, quite favorably, on the rise of China’s Communist Party. [read post]
30 Sep 2022, 2:26 pm by Silver Law Group
Instead of a registration, it’s a notice with basic information about the company, including: The names and addresses of the company’s promoters The executive officers and directors Some detailing of the offering itself The SEC’s EDGAR database is available and can show you whether the company has filed a Form D. [read post]
26 Apr 2024, 12:48 pm by Kelly Wiese Niemeyer
Zacks is the chair of psychological and brain sciences and the Edgar James Swift Professor in Arts & Sciences and a professor of radiology at the School of Medicine. [read post]
24 Nov 2008, 6:30 am
Edgar Hoover's playbook.Even with all those demands, there is one thing Mr. [read post]
2 Jul 2024, 9:04 am by Greg Lambert
Research Expanded beyond Edgar data to include: Tax Regulation Case Law (EUR-Lex, US, French) “Memos” (possibly internal) Claims industry-leading datasets, but seems limited to specific regions for tax: UK, Japan, Netherlands PwC worldwide tax summaries Case law coverage unclear and likely limited   Vault feature with file uploader 4. [read post]
13 May 2016, 6:13 am
Securities and Exchange Commission, on Wednesday, May 11, 2016 Tags: Capital formation, Capital markets, Corporate Social Responsibility, Disclosure, EDGAR, Engagement, ESG, Filings,Information environment, Innovation, Investor protection, Proxy materials, Risk disclosure, SEC, Securities regulation Reforming the Delaware Law to Address Appraisal Arbitrage Posted by Wei Jiang, Columbia Business School, on Thursday, May 12, 2016 Tags: Appraisal rights, Arbitrage, Conflicts of interest,… [read post]
19 Jul 2011, 1:33 pm by John S. Wyckoff, MS, CPG
 Cost Recovery Not Approved A review of AEP’s announcement and its 2011 First Quarter 10-Q filed on March 31, 2011 (see http://www.aep.com/investors/edgar/HTMLView.aspx? [read post]
7 Dec 2022, 3:15 am by David Lynn
[December 6, 2022] Question 139.06 Question: Can a dissident shareholder conducting a non-exempt solicitation in support of its own director nominees simply file a proxy statement on EDGAR, avoid providing its own proxy card, and instead rely exclusively on the registrant’s proxy card to seek to have its director nominees elected? [read post]
16 Feb 2023, 12:07 pm by Cassie J. Edgar
Edgar, Patent Attorney and Chair of the Regulatory Law practice group, advises clients in intellectual property, regulatory law, crisis management, compliance, stewardship, lobbying, and matters with USDA, FDA, EPA, and FTC. [read post]
27 Dec 2007, 3:35 am
Here are some stats from the reports relating to the Enforcement Division: - Total of 776 investigations initiated and 656 enforcement actions taken (involving a total of 1449 respondents or defendants; 33% of the actions related to reporting and disclosure); an increase of 14% from prior year (which is the first increase in 4 years, mainly due to 24 backdating cases and 39 cases against unregistered auditors) - Obtained orders requiring disgorgement of illegal profits of $1.1 billion and another… [read post]
29 Sep 2023, 3:25 am by David Lynn
With an EDGAR filing system that has always seemed to be just barely hanging on by a thread, I felt that the introduction of clunky XBRL files was inevitably just going to make a bad problem worse, with little upside in terms of the actual utility of the XBRL data to the SEC and outside parties. [read post]
10 Nov 2022, 3:58 pm by Edgar (aka MrConsumer)
“It’s digital discrimination, and the most vulnerable people are being shut-out of these online discounts at the worst possible time given record high inflation,” explained Edgar Dworsky, founder of Consumer World. [read post]
16 Dec 2022, 6:30 am
Securities and Exchange Commission, on Thursday, December 15, 2022 Tags: 10b5-1, Corporate governance, EDGAR, MNPI, SEC, SEC enforcement Statement by Chair Gensler on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements Posted by Gary Gensler, U.S. [read post]
25 May 2010, 8:21 am by Sean Patrick Donlan
: a cursory look at the Maltese legal system through a historical perspective’• Paul Edgar Micallef (Maltese Communications Authority), ‘Maltese consumer law: a reflection of diverse legal cultures’• Claude Micallef-Grimaud (Independent), ‘Moral damages in Maltese law: an overview of certain legal peculiarities’• Vernon Palmer (Tulane), ‘Empire as engine of the mixed legal systems’• Teresa Sartore Senigaglia (Heidelberg),… [read post]
26 Oct 2011, 2:08 pm by James Hamilton
Melvin Watt (D-NC) questioned whether the ``can’’ should be changed to ``must’’ in the legislative language, meaning an issuer qualifying for the safe harbor would be required to use it, and there seemed to be general agreement in the Committee that it should be changed to ``must’’ before HR 2967 reaches the House floorEnacted in 1964, Section 12(g) of the Exchange Act requires companies with more than $10 million in assets whose securities are held by more than… [read post]