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16 Feb 2012, 10:29 am
When Congress was crafting the Dodd-Frank Act, financial regulators raised concerns about the risk involved with this provision. [read post]
23 Jul 2013, 9:00 am
In federal courts across the country, employers have sought to limit the Dodd-Frank Act’s definition of “whistleblower. [read post]
13 Jan 2009, 7:57 am
Barney Frank and others, the lending industry spent years issuing mortgages to millions of Americans who had no hope of repaying. [read post]
13 Nov 2010, 11:19 am
On November 3, the Securities and Exchange Commission “proposed rules to reward whistleblowers who provide the agency with high-quality tips,” implementing section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
12 May 2010, 7:29 am
In a Franks challenge, the court should not look beyond the affidavit and what it shows. [read post]
18 May 2012, 8:17 am
CFTC May Ease Dodd-Frank Commodity Speculation LimitsUPDATE: The CFTC has announced that it has raised the ownership threshold from 10% to 50%. [read post]
24 Feb 2015, 10:23 am
For additional discussion of the Dodd-Frank whistleblower protections, see this blog post. [read post]
28 Mar 2014, 4:01 am
The examining attorney relied on internet articles and blog postings referring to the act, but in all cases the term "Dodd-Frank" was used to refer to the legislation and not the legislators: i.e., Senator Dodd and Congressman Frank were not referred to individually or collectively as "Dodd-Frank." [read post]
15 Aug 2011, 4:19 pm
These changes include a regulatory overhaul in light of Title XIV of the Dodd-Frank Act as well as other regulatory initiatives to further regulate residential mortgages that predate that Act. [read post]
7 Aug 2010, 1:07 pm
Lincoln also pointed out that section 719 of Dodd-Frank calls for a study of position limits to be undertaken by the CFTC. [read post]
15 Aug 2011, 4:19 pm
These changes include a regulatory overhaul in light of Title XIV of the Dodd-Frank Act as well as other regulatory initiatives to further regulate residential mortgages that predate that Act. [read post]
28 Mar 2011, 11:41 am
With the SEC and the federal banking agencies set to consider risk retention rules under Dodd-Frank, the Senate authors of the qualified residential mortgage carve out have written to the Commission to clarify the legislative intent of the carve out, which is codified in Section 941. [read post]
19 Jul 2024, 4:00 am
7/19/1949: Justice Frank Murphy dies. [read post]
19 Jul 2023, 4:00 am
7/19/1949: Justice Frank Murphy dies. [read post]
19 Jul 2022, 4:00 am
7/19/1949: Justice Frank Murphy dies. [read post]
19 Jul 2015, 6:35 pm
Section 922 of the Dodd-Frank Act created certain new whistleblower incentives and protections. [read post]
20 Jul 2012, 11:33 am
Securities and banking industry representatives told a House panel that they support legislation, HR 2827, to clarify the scope of the statutory and regulatory framework for the registration of municipal advisors pursuant to Section 975 of the Dodd-Frank Act. [read post]
10 Oct 2011, 12:25 pm
In a letter to House Financial Services Committee Chair Spencer Bachus (R-Ala), Treasury Secretary Geithner assured the Chairman that federal financial regulators are implementing the Dodd-Frank Act consistently with the President’s recent Executive Orders by coordinating and streamlining regulations across agencies. [read post]
15 Feb 2012, 2:00 am
The Dodd-Frank Act, enacted in July 2010, includes a provision that allows the SEC to give whistleblowers up to 30% of certain monetary sanctions awarded in successful securities enforcement actions, including actions under the FCPA. [read post]
29 May 2018, 5:12 am
On May 24, 2018, the President signed Public Law 115-174, the “Economic Growth, Regulatory Relief, and Consumer Protection Act,” which includes some revisions to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”), but not its wholesale repeal. [read post]
