Search for: "In Re Securities and Exchange Commission"
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22 Aug 2024, 9:07 am
The deference afforded by Chevron allowed federal agencies like the Federal Trade Commission (FTC), the Securities and Exchange Commission (SEC), and the Consumer Financial Protection Bureau (CFPB) to autonomously update and refine their regulatory approaches in response to evolving industry conditions and consumer behaviors. [read post]
8 Sep 2015, 5:08 pm
According to reports, Noble, who took the proposed settlement under advisement, was also concerned about the scope of the releases the defendants received in exchange for modest consideration. [read post]
29 Jan 2019, 7:23 am
The Supreme Court has repeatedly affirmed and reaffirmed, most famously in Securities and Exchange Commission v. [read post]
10 Apr 2015, 7:33 am
“When you’re raising the money for yourself, it’s going into your own pocket – you’re more grateful to the donor,” said Robert Stern, the former top attorney at the Fair Political Practices Commission who helped write the Political Reform Act. [read post]
31 Oct 2010, 8:34 am
Absence of exchange control. [read post]
7 Jan 2021, 8:30 pm
The violations include soliciting money from property owners in exchange for a “pass” on certain inspections. [read post]
19 Apr 2024, 9:27 am
The Securities and Exchange Commission (“SEC”) approved 11 spot Bitcoin exchange-traded funds (“ETFs”) on January 10, 2024, marking a historic moment in the crypto industry. [read post]
9 Sep 2022, 7:39 am
In Australia, it is common knowledge that the financial services regulator, the Australian Securities and Investment Commission (ASIC), was “worse than useless. [read post]
16 Nov 2015, 5:35 am
Blankenship is charged with lying to investors and securities officials about Massey’s safety record, and conspiring to violate federal mine safety laws. [read post]
3 May 2016, 5:08 pm
The named plaintiffs allege that OPM failed to implement and maintain adequate cyber-security measures to protect the class members’ PII and PPI.[7] Regulatory Actions The Federal Trade Commission (“FTC”) has been the most active federal regulator policing corporate cyber-security practices. [read post]
28 Apr 2010, 4:58 am
In re August 1993 Grand Jury, 854 F.Supp. 1392 (U.S. [read post]
20 Aug 2011, 9:21 pm
Bankruptcy Cases and Topics 10th BAP bars review of order under "law of the case" doctrine bec. 3 narrow grounds for departing from rule are absent. http://t.co/7knf9h6 D-TX: Dbtr's deposit to secure performance obligs didnt create an express, resulting or constr. trust favoring creditor. http://t.co/Tqc5iIu D-MA: Fee-only Ch 13 plans designed mainly to pay the filing atty's fees over time per se violates the good faith reqt. http://t.co/pPU96Wi … [read post]
17 Dec 2021, 1:27 pm
Securities and Exchange Commission (SEC) is investigating a Tesla whistleblower’s allegations of misconduct at the company. [read post]
6 May 2016, 6:05 am
Court documents indicate the money came from a scheme Longmeyer had with MC Squared Consulting, which gave him kickbacks in exchange for help securing contracts with two insurers. [read post]
28 Feb 2011, 8:16 am
Mozilo, one can assume that its case would have been similar to the civil case brought earlier by the Securities and Exchange Commission. [read post]
25 May 2021, 8:04 am
In its 2021 report, the Canadian Securities Administrators (CSA), an umbrella organization of Canada’s provincial and territorial securities regulators, noted that 26% of issuers adopted targets for the representation of women on their boards, and 4% adopted targets for the representation of women in executive officer positions. [read post]
27 Jul 2012, 11:23 am
fragmentation in IEL Chair: Marion Panizzon (University of Bern) Thomas Cottier (University of Bern) and Hannes Schloemann (WTI Advisors), Re? [read post]
24 Dec 2020, 7:21 am
SEC Sues Ripple and Two Executives for Selling XRP Crypto: A $1.3 Billion Securities FraudCNN Business – December 23, 2020 The US Securities and Exchange Commission filed a lawsuit against cryptocurrency platform Ripple, its CEO, and its chairman, for orchestrating securities fraud worth $1.3 billion, the agency said Tuesday. [read post]
1 Oct 2023, 1:13 pm
Certainly the reaction gave the speech a prominence that t might not otherwise have secured. [read post]
8 Dec 2021, 7:27 am
Annual Re-Certification of CFTC Exemptions. [read post]
