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13 Jan 2011, 10:57 am
I’m not a big fan of advertising for most firms. [read post]
22 Nov 2010, 6:00 am
I’m still cogitating on the Securities and Exchange Commission’s definition of “venture capital fund” that it proposed last Friday in Release No. [read post]
16 Jun 2017, 7:18 am
It’s time for another roundup, and this week’s intro will be a quick one, as I’m technically out of the office today with bronchitis (a little parting gift from the flight home from Stockholm)! [read post]
30 Aug 2010, 10:26 am
It was joined by Landsbanki, the now infamous Icelandic bank. [read post]
7 Jul 2008, 4:02 am
Wachovia Bank, N.A., Slip Copy, 2008 WL 2598005 (S.D.Fla. [read post]
2 May 2019, 4:56 pm
I'm very concerned that Attorney General Barr's answer on April 9, 2019 wasn't honest. [read post]
25 Jun 2024, 1:56 pm
“I’m the chief executive officer of a 6,000-person organization with a $4 billion budget,” she said. [read post]
21 Jan 2014, 7:16 am
But I’m not wealthy. [read post]
8 Dec 2018, 4:54 am
I'm reading another section of the Andrew Sullivan column I already linked to in the previous post (NY Magazine). [read post]
28 Oct 2009, 5:46 pm
September 2009, amtliche Publikation vorgesehen) beurteilte das Bundesgericht den Themenkomplex unerlaubte Entgegennahme von Publikumseinlagen sowie unbewilligte Tätigkeit als Bank und Emissionshaus/Liquidation.Geht eine Gesellschaft sowohl einer bewilligungspflichtigen als auch einer finanzmarktrechtlich unbedenklichen Aktivität nach, ist nur der bewilligungspflichtige Teil zu liquidieren, falls (i) dies technisch… [read post]
Investors Left Out of the Auction Rate Securities Regulatory Settlements Are Suing to Recover Losses
22 Jun 2009, 9:46 am
The Financial Industry Regulatory Authority (FINRA) has negotiated reimbursement schedules and fines with nine of its members, according to the article, including Janney-Montgomery Scott LLC, M&I Financial Advisors, Inc., M&T Securities Inc., and NatCity Investments Inc. [read post]
6 Apr 2011, 6:38 pm
So now you have the information you need to give to your accountants and I’m confident that you’ll have very little difficulty with this seemingly challenging problem. [read post]
16 Jan 2012, 7:47 am
(Yes, I'm working on a project about this.) [read post]
17 May 2009, 5:12 am
Slightly disconcertingly there were a large number of morris dancers present...I'm not entirely sure why they where...presumably to dance as they weren't running. [read post]
5 Jul 2011, 1:19 pm
Like Marc Randazza, I’m a little too close to the Righthaven litigation in Nevada — being co-counsel with him on a couple of Righthaven cases — to say much beyond what I have said about that issue here. [read post]
8 Sep 2009, 2:00 pm
I'm not sure that this is how to run a prosecutor's office, but it seems like a pretty effective way to run for Governor through the headlines. [read post]
16 Nov 2009, 6:57 am
Rodgin Cohen, the nation's top banking M&A lawyer and chairman of the venerable Sullivan & Cromwell. [read post]
10 Aug 2023, 10:36 pm
This story about the failure of a company that ships duffel bags to/from sleep-away camps has an interesting payment systems meets bankruptcy angle that got me particularly excited given that I'm teaching payment systems this fall: Parents are disputing the Camp Trucking fees with their credit card companies, but so far there haven’t been any resolutions. [read post]
31 Oct 2007, 11:00 pm
"I'm out of the asset forfeiture business and Title-III wiretaps too", Donnie remarked as we discussed the Drug Enforcement Administration's on-going effort to find hidden assets related to drug trafficking and other crime. [read post]
10 Feb 2010, 5:31 am
I’m Richard Close and I was a “Hitman” for the IRS. [read post]
