Search for: "National Securities Clearing Corporation" Results 2241 - 2260 of 3,677
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21 May 2010, 4:38 am by James Hamilton
Section 409The legislation raises the asset threshold above which investment advisers must register with the SEC from the $25,000,000 set in 1996 by the National Securities Markets Improvement Act to $100,000,000. [read post]
22 May 2020, 3:00 am by Jim Sedor
The agreement is the latest example of the dramatically expanding fundraising power of national party committees, made possible through legal changes in 2014 that loosened restrictions on individual contributions. [read post]
16 Dec 2013, 6:36 am by Marty Lederman
The Act requires the nation’s largest employers to share in the national burden of ensuring the comprehensive social benefit of comprehensive, affordable health insurance coverage. [read post]
9 Jan 2011, 7:06 am
Bank National Association (U.S.Bank), as trustee for the Structured Asset Securities Corporation Mortgage Pass-Through Certificates, Series 2006-Z; and Wells Fargo Bank, N.A. [read post]
19 Oct 2023, 7:06 pm
"It is becoming increasingly clear that the current economic order and business models are not fit for the purpose of achieving inclusive, equitable and sustainable development. [read post]
20 Sep 2024, 3:38 am by Rob Robinson
This scenario underscores the importance of robust data protection measures and the necessity for a coalesced response at both corporate and national levels. [read post]
14 Sep 2023, 9:01 pm by renholding
These efforts also include several consequential rules on open-end funds, money market funds, SPACs, custody of client assets, securities lending, securities-based swaps, corporate share repurchases, and others. [read post]
15 Aug 2015, 12:59 pm by Carter Ruml
Certainly one of Adam Smith’s core insights in The Wealth of Nations was that incentives matter. [read post]
18 Mar 2020, 10:21 am by Andreas Kaltsounis
Strained security staff leads to fragile defenses Technology and security staff may be stretched thin by increased workloads and concern for personal safety. [read post]
10 Dec 2020, 8:30 pm by Jim Sedor
The reaction to former national security advisor Michael Flynn’s pardon, though muted, underscored the president’s broad clemency powers are increasingly viewed, like much else, along partisan lines: Democrats express outrage, and supporters of Trump cheer. [read post]
17 Dec 2020, 8:30 pm by Jim Sedor
Biden has made clear he wants a clean break from Trump, who employed his family and spent public funds at family businesses. [read post]
11 Sep 2023, 7:42 am
This is a new elevated status that will be a force for prosperity and security in one of the most consequential regions in the world. [read post]
22 Jan 2015, 11:58 pm
The nationality of the shareholders, the directors or the management is not relevant. [read post]
16 Jan 2023, 2:10 pm by Amy Howe
Allowing the bank’s conduct to go unpunished, the government warns, “would jeopardize our national security by permitting corporations that are merely 50.1% owned by a foreign government to engage in rampant criminal conduct affecting U.S. citizens, while facing no criminal consequences. [read post]
6 Apr 2007, 1:16 am
Players' Suit Against NFL Union, Owners Clears Hurdle Fulton County Daily Report Professional athletes and their families are suing the National Football League Players Association, claiming the union failed to check the credentials of people on its exclusive list of licensed financial advisers and investment counselors. [read post]
2 Aug 2024, 5:48 am by jonathanturley
Wu insists that the First Amendment is now “beginning to threaten many of the essential jobs of the state, such as protecting national security and the safety and privacy of its citizens. [read post]
3 Dec 2020, 8:30 pm by Jim Sedor
National/Federal 12 Votes Separated These House Candidates. [read post]
21 Jul 2010, 11:34 pm by Larry Downes
  (Perhaps because it’s increasingly clear that national governments and their physical police forces are ineffectual or worse.) [read post]
6 Aug 2020, 7:14 am by Kristian Soltes
The National Payments Corporation of India (NPCI) certified to the Supreme Court that WhatsApp has “localized five data elements” identified by the banking regulator. [read post]